# Focus Wealth Advisors, LLC

> Focus Wealth Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 165425
- Filed as: FOCUS WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165425
- AdvisorCensus page: https://advisorcensus.com/firm/focus-wealth-advisors-llc-houston-tx-165425

## Quick answers

**How is Focus Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Focus Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Focus Wealth Advisors, LLC located?**
Focus Wealth Advisors, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Focus Wealth Advisors, LLC registered with the SEC or a state?**
Focus Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 165425.

**How much does Focus Wealth Advisors, LLC manage?**
Focus Wealth Advisors, LLC reports $247,601,728 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (98% discretionary).

**How have Focus Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Focus Wealth Advisors, LLC: Regulatory assets under management: $193,265,479 in the October 2021 data and $247,601,728 in the October 2026 data, up 28%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Focus Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (72); high net worth individuals (43).

**Which custodians does Focus Wealth Advisors, LLC use?**
Focus Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Focus Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165425

**Does Focus Wealth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "There is no account minimum for any of FWA ’s services."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: None

> There is no account minimum for any of FWA ’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $247,601,728
- Discretionary: $243,624,754
- Non-discretionary: $3,976,974

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $45,490,485 |
| High net worth individuals | 43 | $190,658,717 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $11,452,526 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- focus-wa.com
- LinkedIn @focus-wealth-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $193,265,479 | 1 | February 17, 2021 |
| October 2022 | $220,538,214 | 1 | March 23, 2022 |
| October 2023 | $191,214,680 | 1 | March 29, 2023 |
| October 2024 | $247,753,249 | 1 | March 13, 2024 |
| October 2025 | $273,817,922 | 1 | February 26, 2025 |
| October 2026 | $247,601,728 | 1 | March 23, 2026 |

Regulatory assets under management: $193,265,479 in the October 2021 data and $247,601,728 in the October 2026 data, up 28%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Focus Wealth Advisors, LLC (CRD 165425): Form ADV filing data as of October 2026.