# Focus Asset Management LLC

> Focus Asset Management LLC is a state-registered investment advisory firm in New York, NY, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 304183
- Filed as: FOCUS ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304183
- AdvisorCensus page: https://advisorcensus.com/firm/focus-asset-management-llc-new-york-ny-304183

## Quick answers

**How is Focus Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Focus Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Focus Asset Management LLC located?**
Focus Asset Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Focus Asset Management LLC registered with the SEC or a state?**
Focus Asset Management LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 304183.

**How much does Focus Asset Management LLC manage?**
Focus Asset Management LLC reports $15,608,575 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (4% discretionary).

**What types of clients does Focus Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18).

**Does Focus Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304183

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $15,608,575
- Discretionary: $616,471
- Non-discretionary: $14,992,104

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $15,608,575 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Focus Asset Management LLC (CRD 304183): Form ADV filing data as of October 2026.