# Focal Point Financial Planning, LLC

> Focal Point Financial Planning, LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 311040
- Filed as: FOCAL  POINT FINANCIAL PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311040
- AdvisorCensus page: https://advisorcensus.com/firm/focal-point-financial-planning-llc-311040

## Quick answers

**How is Focal Point Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Focal Point Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Focal Point Financial Planning, LLC registered with the SEC or a state?**
Focal Point Financial Planning, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311040.

**How much does Focal Point Financial Planning, LLC manage?**
Focal Point Financial Planning, LLC reports $17,279,726 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary).

**What types of clients does Focal Point Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (12).

**Does Focal Point Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311040

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $17,279,726
- Discretionary: $17,279,726
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $2,435,585 |
| High net worth individuals | 12 | $14,844,141 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- focalpointplanning.com
- Facebook @Focal-Point-Financial-Planning-LLC-102541748438929
- LinkedIn @focal-point-financial-planning-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Focal Point Financial Planning, LLC (CRD 311040): Form ADV filing data as of October 2026.