# FNBB Capital Markets, LLC

> FNBB Capital Markets, LLC is a state-registered investment advisory firm in Birmingham, AL, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated March 12, 2026.

- CRD: 132091
- Filed as: FNBB CAPITAL MARKETS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/132091
- AdvisorCensus page: https://advisorcensus.com/firm/fnbb-capital-markets-llc-birmingham-al-132091

## Quick answers

**How is FNBB Capital Markets, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), FNBB Capital Markets, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is FNBB Capital Markets, LLC located?**
FNBB Capital Markets, LLC's principal office is in Birmingham, AL, according to its Form ADV.

**Is FNBB Capital Markets, LLC registered with the SEC or a state?**
FNBB Capital Markets, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 132091.

**What types of clients does FNBB Capital Markets, LLC serve?**
By number of clients on Form ADV Item 5.D: banking or thrift institutions (8).

**Does FNBB Capital Markets, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132091

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 8 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 27 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, LA, MS, TN
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132091

### Websites listed on Form ADV (Item 1.I)
- bankers-bank.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. FNBB Capital Markets, LLC (CRD 132091): Form ADV filing data as of October 2026.