# FMA Wealth Management, LLC

> FMA Wealth Management, LLC is an SEC-registered investment advisory firm in Duxbury, MA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 313049
- Filed as: FMA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Duxbury, MA
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313049
- AdvisorCensus page: https://advisorcensus.com/firm/fma-wealth-management-llc-duxbury-ma-313049

## Quick answers

**How is FMA Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), FMA Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does FMA Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 27, 2026 states: Flat fee: up to $5,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is FMA Wealth Management, LLC located?**
FMA Wealth Management, LLC's principal office is in Duxbury, MA, according to its Form ADV.

**Is FMA Wealth Management, LLC registered with the SEC or a state?**
FMA Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313049.

**How much does FMA Wealth Management, LLC manage?**
FMA Wealth Management, LLC reports $174,004,778 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have FMA Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for FMA Wealth Management, LLC: Regulatory assets under management: $133,703,146 in the October 2021 data and $174,004,778 in the October 2026 data, up 30%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does FMA Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (92); high net worth individuals (52).

**Which custodians does FMA Wealth Management, LLC use?**
FMA Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does FMA Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313049

**Does FMA Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 27, 2026 says: "FMA generally does not impose a minimum relationship size."

**What changed in FMA Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $157,397,852 to $174,004,778 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Account minimum: None

> FMA generally does not impose a minimum relationship size.

- Flat fee: up to $5,000 (financial planning services)

> Fixed fees range up to $5,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,004,778
- Discretionary: $174,004,778
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 92 | $39,347,270 |
| High net worth individuals | 52 | $130,978,310 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,679,198 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, ME, NH, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @jim-morris-3884a718

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $133,703,146 | 2 | June 14, 2021 |
| October 2022 | $156,605,070 | 2 | March 9, 2022 |
| October 2023 | $130,398,661 | 2 | August 14, 2023 |
| October 2024 | $141,660,401 | 2 | February 14, 2024 |
| October 2025 | $157,397,852 | 2 | January 31, 2025 |
| October 2026 | $174,004,778 | 2 | February 27, 2026 |

Regulatory assets under management: $133,703,146 in the October 2021 data and $174,004,778 in the October 2026 data, up 30%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $157,397,852 to $174,004,778 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. FMA Wealth Management, LLC (CRD 313049): Form ADV filing data as of October 2026.