# FM Capital Group

> FM Capital Group is a state-registered investment advisory firm in Oakland, CA, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 170285
- Filed as: FM CAPITAL GROUP
- Legal name: FM Capital Group LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Oakland, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170285
- AdvisorCensus page: https://advisorcensus.com/firm/fm-capital-group-oakland-ca-170285

## Quick answers

**How is FM Capital Group compensated?**
On its Form ADV (Item 5.E, October 2026), FM Capital Group reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is FM Capital Group located?**
FM Capital Group's principal office is in Oakland, CA, according to its Form ADV.

**Is FM Capital Group registered with the SEC or a state?**
FM Capital Group is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170285.

**How much does FM Capital Group manage?**
FM Capital Group reports $3,150,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (68% discretionary).

**What types of clients does FM Capital Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9).

**Does FM Capital Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170285

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,150,000
- Discretionary: $2,150,000
- Non-discretionary: $1,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $3,150,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fmcapitalgrp.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. FM Capital Group (CRD 170285): Form ADV filing data as of October 2026.