# Floyd Financial Group LLC

> Floyd Financial Group LLC is an SEC-registered investment advisory firm in Springfield, MO, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 226773
- Filed as: FLOYD FINANCIAL GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springfield, MO
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/226773
- AdvisorCensus page: https://advisorcensus.com/firm/floyd-financial-group-llc-springfield-mo-226773

## Quick answers

**How is Floyd Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Floyd Financial Group LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Floyd Financial Group LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Floyd Financial Group LLC located?**
Floyd Financial Group LLC's principal office is in Springfield, MO, according to its Form ADV.

**Is Floyd Financial Group LLC registered with the SEC or a state?**
Floyd Financial Group LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 226773.

**How much does Floyd Financial Group LLC manage?**
Floyd Financial Group LLC reports $164,475,000 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Floyd Financial Group LLC's assets and staff changed since 2024?**
In the Form ADV data for Floyd Financial Group LLC: Regulatory assets under management: $118,290,651 in the October 2024 data and $164,475,000 in the October 2026 data, up 39%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Floyd Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (670); high net worth individuals (16); corporations or other businesses not listed above (3).

**Which custodians does Floyd Financial Group LLC use?**
Floyd Financial Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Floyd Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226773

**Does Floyd Financial Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "Advisor's services are offered to individuals and high net worth individuals. Advisor imposes a $30,000 account minimum, which may be waived in Advisor’s discretion."

**What changed in Floyd Financial Group LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $146,320,000 to $164,475,000 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)

> Fees for portfolio management services will be based on a percentage of the assets under management. The Advisor's maximum annual fee is 1.25%.

- Account minimum: $30,000 (the brochure says it may be waived or negotiated)

> Advisor's services are offered to individuals and high net worth individuals. Advisor imposes a $30,000 account minimum, which may be waived in Advisor’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $164,475,000
- Discretionary: $164,475,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 670 | $140,790,000 |
| High net worth individuals | 16 | $23,210,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $475,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- floydfinancialgroup.com
- Facebook @FLOYDFINANCIALGROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $118,290,651 | 5 | March 20, 2024 |
| October 2025 | $146,320,000 | 5 | March 24, 2025 |
| October 2026 | $164,475,000 | 5 | March 18, 2026 |

Regulatory assets under management: $118,290,651 in the October 2024 data and $164,475,000 in the October 2026 data, up 39%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $146,320,000 to $164,475,000 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Floyd Financial Group LLC (CRD 226773): Form ADV filing data as of October 2026.