# Floyd Capital Management

> Floyd Capital Management is an SEC-registered investment advisory firm in Texarkana, TX, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 111576
- Filed as: FLOYD CAPITAL MANAGEMENT
- Legal name: Floyd, Benjamin Joseph
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Texarkana, TX
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111576
- AdvisorCensus page: https://advisorcensus.com/firm/floyd-capital-management-texarkana-tx-111576

## Quick answers

**How is Floyd Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Floyd Capital Management reports these compensation arrangements: a percentage of assets under its management.

**How much does Floyd Capital Management charge?**
Its Form ADV Part 2A brochure dated January 14, 2026 states: Up to $1,000,000: 1.25% a year; Above $1,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Floyd Capital Management located?**
Floyd Capital Management's principal office is in Texarkana, TX, according to its Form ADV.

**Is Floyd Capital Management registered with the SEC or a state?**
Floyd Capital Management is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111576.

**How much does Floyd Capital Management manage?**
Floyd Capital Management reports $213,518,171 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (93% discretionary).

**How have Floyd Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Floyd Capital Management: Regulatory assets under management: $176,563,810 in the October 2021 data and $213,518,171 in the October 2026 data, up 21%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Floyd Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (221); individuals (other than high net worth individuals) (58); corporations or other businesses not listed above (20).

**Which custodians does Floyd Capital Management use?**
Floyd Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Floyd Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111576

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 14, 2026)

- Up to $1,000,000: 1.25% a year
- Above $1,000,000: 0.75% a year

> Floyd Capital Management is a fee only advisor charging an annual rate of 1.25% on assets up to $1 million decreasing to 0.75% on assets over $1 million. Fees are not negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $213,518,171
- Discretionary: $198,905,397
- Non-discretionary: $14,612,774

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $1,706,556 |
| High net worth individuals | 221 | $168,671,890 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $2,145,818 |
| Charitable organizations | 1 | $482,989 |
| Corporations or other businesses not listed above | 20 | $40,510,918 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [floydcapitalmanagement.com](https://floydcapitalmanagement.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $176,563,810 | 2 | February 8, 2021 |
| October 2022 | $214,316,897 | 2 | January 27, 2022 |
| October 2023 | $221,871,117 | 2 | January 13, 2023 |
| October 2024 | $222,790,805 | 3 | January 8, 2024 |
| October 2025 | $204,586,879 | 4 | January 25, 2025 |
| October 2026 | $213,518,171 | 4 | September 14, 2026 |

Regulatory assets under management: $176,563,810 in the October 2021 data and $213,518,171 in the October 2026 data, up 21%.
Total employees: 2 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Floyd Capital Management (CRD 111576): Form ADV filing data as of October 2026.