{
  "crd_number": 111576,
  "slug": "floyd-capital-management-texarkana-tx-111576",
  "primary_business_name": "FLOYD CAPITAL MANAGEMENT",
  "legal_name": "FLOYD, BENJAMIN JOSEPH",
  "dbas": [],
  "city": "Texarkana",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "45500",
  "metro": {
    "cbsa_code": "45500",
    "common_name": "Texarkana",
    "msa_name": "Texarkana, TX-AR",
    "path": "/advisors/tx/texarkana"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-08-31",
  "years_registered": 25,
  "period": "2026-10-01",
  "filing_date": "2026-09-14",
  "carried_forward": false,
  "raum_total": 213518171.0,
  "raum_discretionary": 198905397.0,
  "raum_non_discretionary": 14612774.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 482989.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 1706556.0,
      "count": 58
    },
    "pension_profit_sharing": {
      "raum": 2145818.0,
      "count": 8
    },
    "high_net_worth_individuals": {
      "raum": 168671890.0,
      "count": 221
    },
    "corporations_other_businesses": {
      "raum": 40510918.0,
      "count": 20
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "TX"
  ],
  "websites": [
    "https://floydcapitalmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111576",
  "city_as_filed": "TEXARKANA",
  "url": "https://advisorcensus.com/firm/floyd-capital-management-texarkana-tx-111576",
  "display_name": "Floyd Capital Management",
  "summary": "Floyd Capital Management is an SEC-registered investment advisory firm in Texarkana, TX, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.",
  "citation": "AdvisorCensus. Floyd Capital Management (CRD 111576): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Floyd Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Floyd Capital Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Floyd Capital Management charge?",
      "a": "Its Form ADV Part 2A brochure dated January 14, 2026 states: Up to $1,000,000: 1.25% a year; Above $1,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Floyd Capital Management located?",
      "a": "Floyd Capital Management's principal office is in Texarkana, TX, according to its Form ADV."
    },
    {
      "q": "Is Floyd Capital Management registered with the SEC or a state?",
      "a": "Floyd Capital Management is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111576."
    },
    {
      "q": "How much does Floyd Capital Management manage?",
      "a": "Floyd Capital Management reports $213,518,171 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (93% discretionary)."
    },
    {
      "q": "How have Floyd Capital Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Floyd Capital Management: Regulatory assets under management: $176,563,810 in the October 2021 data and $213,518,171 in the October 2026 data, up 21%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Floyd Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (221); individuals (other than high net worth individuals) (58); corporations or other businesses not listed above (20)."
    },
    {
      "q": "Which custodians does Floyd Capital Management use?",
      "a": "Floyd Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Floyd Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111576"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 176563810.0,
      "total_employees": 2,
      "filing_date": "2021-02-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 214316897.0,
      "total_employees": 2,
      "filing_date": "2022-01-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 221871117.0,
      "total_employees": 2,
      "filing_date": "2023-01-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 222790805.0,
      "total_employees": 3,
      "filing_date": "2024-01-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 204586879.0,
      "total_employees": 4,
      "filing_date": "2025-01-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 213518171.0,
      "total_employees": 4,
      "filing_date": "2026-09-14"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 14, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "Above $1,000,000",
        "rate": "0.75%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.25% a year",
          "Above $1,000,000: 0.75% a year"
        ],
        "quotes": [
          "Floyd Capital Management is a fee only advisor charging an annual rate of 1.25% on assets up to $1 million decreasing to 0.75% on assets over $1 million. Fees are not negotiable."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 1000000.0,
          "max": null,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Floyd Capital Management is a fee only advisor charging an annual rate of 1.25% on assets up to $1 million decreasing to 0.75% on assets over $1 million. Fees are not negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/floyd-capital-management-texarkana-tx-111576.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 58,
      "fewer_than_5": false,
      "raum": 1706556.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 221,
      "fewer_than_5": false,
      "raum": 168671890.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 2145818.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 482989.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 20,
      "fewer_than_5": false,
      "raum": 40510918.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111576",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}