# Florida Atlantic Securities Corp.

> Florida Atlantic Securities Corp. is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 43272
- Filed as: FLORIDA ATLANTIC SECURITIES CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/43272
- AdvisorCensus page: https://advisorcensus.com/firm/florida-atlantic-securities-corp-miami-fl-43272

## Quick answers

**How is Florida Atlantic Securities Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Florida Atlantic Securities Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does Florida Atlantic Securities Corp. charge?**
Its Form ADV Part 2A brochure dated June 30, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Florida Atlantic Securities Corp. located?**
Florida Atlantic Securities Corp.'s principal office is in Miami, FL, according to its Form ADV.

**Is Florida Atlantic Securities Corp. registered with the SEC or a state?**
Florida Atlantic Securities Corp. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 43272.

**How much does Florida Atlantic Securities Corp. manage?**
Florida Atlantic Securities Corp. reports $590,035,263 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).

**What types of clients does Florida Atlantic Securities Corp. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (21); charitable organizations (5).

**Which custodians does Florida Atlantic Securities Corp. use?**
Florida Atlantic Securities Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Florida Atlantic Securities Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/43272

**What changed in Florida Atlantic Securities Corp.'s recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 30, 2026)

- Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)

> FASC will charge a management fee between .25% and 2.00% per annum based on the percentage of the fair market value of the assets/account value according to the fee agreed to in the investment management agreement .

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- Northern Trust Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $590,035,263
- Discretionary: $590,035,263
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $18,761,274 |
| High net worth individuals | 21 | $178,586,057 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $6,211,723 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 5 | $386,476,209 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- floridaatlantic.net

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

### August 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Florida Atlantic Securities Corp. (CRD 43272): Form ADV filing data as of October 2026.