# Flores Wealth Planning, LLC

> Flores Wealth Planning, LLC is a state-registered investment advisory firm in New York, NY, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 173706
- Filed as: FLORES WEALTH PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/173706
- AdvisorCensus page: https://advisorcensus.com/firm/flores-wealth-planning-llc-new-york-ny-173706

## Quick answers

**How is Flores Wealth Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Flores Wealth Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Flores Wealth Planning, LLC located?**
Flores Wealth Planning, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Flores Wealth Planning, LLC registered with the SEC or a state?**
Flores Wealth Planning, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 173706.

**How much does Flores Wealth Planning, LLC manage?**
Flores Wealth Planning, LLC reports $2,967,919 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Flores Wealth Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9).

**Does Flores Wealth Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/173706

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $2,967,919
- Discretionary: $2,967,919
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,967,919 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- floresfinancialplanning.com
- floresplanning.com
- floreswealthplanning.com
- Facebook @FLORESPLANNING
- LinkedIn @NYCFINANCIALPLANNER
- X @ARTHURFLORESCFP

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Flores Wealth Planning, LLC (CRD 173706): Form ADV filing data as of October 2026.