# Florence Capital Advisors, LLC

> Florence Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 281038
- Filed as: FLORENCE CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281038
- AdvisorCensus page: https://advisorcensus.com/firm/florence-capital-advisors-llc-281038

## Quick answers

**How is Florence Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Florence Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Florence Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated June 1, 2026 states: Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Florence Capital Advisors, LLC registered with the SEC or a state?**
Florence Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 281038.

**How much does Florence Capital Advisors, LLC manage?**
Florence Capital Advisors, LLC reports $65,222,470 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**How have Florence Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Florence Capital Advisors, LLC: Regulatory assets under management: $27,709,712 in the October 2021 data and $65,222,470 in the October 2026 data, up 135%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Florence Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); pooled investment vehicles (other than investment companies and business development companies) (12); individuals (other than high net worth individuals) (1).

**Which custodians does Florence Capital Advisors, LLC use?**
Florence Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Florence Capital Advisors, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281038

**Does Florence Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 1, 2026 says: "FCA does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."

**What changed in Florence Capital Advisors, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in DE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 1, 2026)

- Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it)

> This management fee generally varies between 0.50% and 1.25%, depending upon the size and composition of a client’s portfolio and the type of services rendered.

- Account minimum: None

> FCA does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $65,222,470
- Discretionary: $65,222,470
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $91,533 |
| High net worth individuals | 23 | $11,389,882 |
| Pooled investment vehicles (other than investment companies and business development companies) | 12 | $53,541,055 |
| Charitable organizations | 1 | $200,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, NY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281038

### Websites listed on Form ADV (Item 1.I)
- [florencecapital.com](https://florencecapital.com)
- LinkedIn @FLORENCE-CAPITAL-ADVISORS-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $27,709,712 | 1 | March 31, 2021 |
| October 2022 | $29,734,627 | 1 | June 13, 2022 |
| October 2023 | $116,997,907 | 1 | June 2, 2023 |
| October 2024 | $427,315,496 | 1 | August 26, 2024 |
| October 2025 | $1,257,199,554 | 1 | July 8, 2025 |
| October 2026 | $65,222,470 | 3 | June 1, 2026 |

Regulatory assets under management: $27,709,712 in the October 2021 data and $65,222,470 in the October 2026 data, up 135%.
Total employees: 1 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in DE.

### April 2026
- Regulatory assets under management went from $1,262,359,554 to $65,222,470 (-95%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Florence Capital Advisors, LLC (CRD 281038): Form ADV filing data as of October 2026.