# Florek Financial, LLC

> Florek Financial, LLC is an SEC-registered investment advisory firm in Duxbury, MA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 152235
- Filed as: FLOREK FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Duxbury, MA
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152235
- AdvisorCensus page: https://advisorcensus.com/firm/florek-financial-llc-duxbury-ma-152235

## Quick answers

**How is Florek Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Florek Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Florek Financial, LLC located?**
Florek Financial, LLC's principal office is in Duxbury, MA, according to its Form ADV.

**Is Florek Financial, LLC registered with the SEC or a state?**
Florek Financial, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 152235.

**How much does Florek Financial, LLC manage?**
Florek Financial, LLC reports $510,993,000 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (28% discretionary).

**How have Florek Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Florek Financial, LLC: Regulatory assets under management: $336,355,000 in the October 2021 data and $510,993,000 in the October 2026 data, up 52%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Florek Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (14); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Florek Financial, LLC use?**
Florek Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments as a custodian holding 10% or more of its separately managed account assets.

**Does Florek Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152235

**What changed in Florek Financial, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $431,998,000 to $510,993,000 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $510,993,000
- Discretionary: $145,006,000
- Non-discretionary: $365,987,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $5,871,000 |
| High net worth individuals | 80 | $500,041,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $5,081,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- florekfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $336,355,000 | 2 | January 29, 2021 |
| October 2022 | $373,848,000 | 2 | March 1, 2022 |
| October 2023 | $351,007,000 | 2 | February 9, 2023 |
| October 2024 | $412,000,000 | 2 | February 6, 2024 |
| October 2025 | $431,998,000 | 2 | February 5, 2025 |
| October 2026 | $510,993,000 | 2 | February 10, 2026 |

Regulatory assets under management: $336,355,000 in the October 2021 data and $510,993,000 in the October 2026 data, up 52%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $431,998,000 to $510,993,000 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Florek Financial, LLC (CRD 152235): Form ADV filing data as of October 2026.