{
  "crd_number": 152235,
  "slug": "florek-financial-llc-duxbury-ma-152235",
  "primary_business_name": "FLOREK FINANCIAL, LLC",
  "legal_name": "FLOREK FINANCIAL, LLC",
  "dbas": [],
  "city": "Duxbury",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-03-02",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-02-10",
  "carried_forward": false,
  "raum_total": 510993000.0,
  "raum_discretionary": 145006000.0,
  "raum_non_discretionary": 365987000.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 5871000.0,
      "count": 14
    },
    "pension_profit_sharing": {
      "raum": 5081000.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 500041000.0,
      "count": 80
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA",
    "NY"
  ],
  "websites": [
    "https://florekfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152235",
  "city_as_filed": "DUXBURY",
  "url": "https://advisorcensus.com/firm/florek-financial-llc-duxbury-ma-152235",
  "display_name": "Florek Financial, LLC",
  "summary": "Florek Financial, LLC is an SEC-registered investment advisory firm in Duxbury, MA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 10, 2026.",
  "citation": "AdvisorCensus. Florek Financial, LLC (CRD 152235): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Florek Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Florek Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Florek Financial, LLC located?",
      "a": "Florek Financial, LLC's principal office is in Duxbury, MA, according to its Form ADV."
    },
    {
      "q": "Is Florek Financial, LLC registered with the SEC or a state?",
      "a": "Florek Financial, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 152235."
    },
    {
      "q": "How much does Florek Financial, LLC manage?",
      "a": "Florek Financial, LLC reports $510,993,000 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (28% discretionary)."
    },
    {
      "q": "How have Florek Financial, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Florek Financial, LLC: Regulatory assets under management: $336,355,000 in the October 2021 data and $510,993,000 in the October 2026 data, up 52%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Florek Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (14); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Which custodians does Florek Financial, LLC use?",
      "a": "Florek Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Florek Financial, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152235"
    },
    {
      "q": "What changed in Florek Financial, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $431,998,000 to $510,993,000 (+18%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 336355000.0,
      "total_employees": 2,
      "filing_date": "2021-01-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 373848000.0,
      "total_employees": 2,
      "filing_date": "2022-03-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 351007000.0,
      "total_employees": 2,
      "filing_date": "2023-02-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 412000000.0,
      "total_employees": 2,
      "filing_date": "2024-02-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 431998000.0,
      "total_employees": 2,
      "filing_date": "2025-02-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 510993000.0,
      "total_employees": 2,
      "filing_date": "2026-02-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $431,998,000 to $510,993,000 (+18%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Investments",
      "name_as_filed": "FIDELITY INVESTMENTS",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/florek-financial-llc-duxbury-ma-152235.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 5871000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 80,
      "fewer_than_5": false,
      "raum": 500041000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 5081000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152235",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}