# Fleming Wealth Strategies, LLC

> Fleming Wealth Strategies, LLC is a state-registered investment advisory firm in Glendale, AZ, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 167873
- Filed as: FLEMING WEALTH STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Glendale, AZ
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/167873
- AdvisorCensus page: https://advisorcensus.com/firm/fleming-wealth-strategies-llc-glendale-az-167873

## Quick answers

**How is Fleming Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fleming Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fleming Wealth Strategies, LLC located?**
Fleming Wealth Strategies, LLC's principal office is in Glendale, AZ, according to its Form ADV.

**Is Fleming Wealth Strategies, LLC registered with the SEC or a state?**
Fleming Wealth Strategies, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 167873.

**How much does Fleming Wealth Strategies, LLC manage?**
Fleming Wealth Strategies, LLC reports $46,897,000 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**What types of clients does Fleming Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (68).

**Does Fleming Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167873

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $46,897,000
- Discretionary: $46,897,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 68 | $46,897,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- flemingwealthstrategies.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fleming Wealth Strategies, LLC (CRD 167873): Form ADV filing data as of October 2026.