# Fleming Financial Advising

> Fleming Financial Advising is a state-registered investment advisory firm in Walnut Creek, CA, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 134146
- Filed as: FLEMING FINANCIAL ADVISING
- Legal name: Fleming, ANN Muriel
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Walnut Creek, CA
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134146
- AdvisorCensus page: https://advisorcensus.com/firm/fleming-financial-advising-walnut-creek-ca-134146

## Quick answers

**How is Fleming Financial Advising compensated?**
On its Form ADV (Item 5.E, October 2026), Fleming Financial Advising reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fleming Financial Advising located?**
Fleming Financial Advising's principal office is in Walnut Creek, CA, according to its Form ADV.

**Is Fleming Financial Advising registered with the SEC or a state?**
Fleming Financial Advising is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 134146.

**How much does Fleming Financial Advising manage?**
Fleming Financial Advising reports $65,726,053 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**What types of clients does Fleming Financial Advising serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); high net worth individuals (22).

**Does Fleming Financial Advising report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134146

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $65,726,053
- Discretionary: $65,726,053
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $7,956,908 |
| High net worth individuals | 22 | $57,769,145 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fleming Financial Advising (CRD 134146): Form ADV filing data as of October 2026.