{
  "crd_number": 324332,
  "slug": "flax-pond-capital-llc-falmouth-ma-324332",
  "primary_business_name": "FLAX POND CAPITAL, LLC",
  "legal_name": "FLAX POND CAPITAL, LLC",
  "dbas": [],
  "city": "Falmouth",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "12700",
  "metro": {
    "cbsa_code": "12700",
    "common_name": "Barnstable Town",
    "msa_name": "Barnstable Town, MA",
    "path": "/advisors/ma/barnstable-town"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-02-06",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-01-30",
  "carried_forward": false,
  "raum_total": 222295161.0,
  "raum_discretionary": 220232177.0,
  "raum_non_discretionary": 2062984.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 346000.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 55337905.0,
      "count": 64
    },
    "high_net_worth_individuals": {
      "raum": 166611256.0,
      "count": 55
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "MA",
    "NE",
    "PA"
  ],
  "websites": [
    "https://flaxpondcapital.com",
    "https://linkedin.com/in/christopher-zafiriou-cfa-3311947"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324332",
  "city_as_filed": "FALMOUTH",
  "url": "https://advisorcensus.com/firm/flax-pond-capital-llc-falmouth-ma-324332",
  "display_name": "Flax Pond Capital, LLC",
  "summary": "Flax Pond Capital, LLC is an SEC-registered investment advisory firm in Falmouth, MA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.",
  "citation": "AdvisorCensus. Flax Pond Capital, LLC (CRD 324332): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Flax Pond Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Flax Pond Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Flax Pond Capital, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated January 30, 2026 states: Hourly rate: $350 an hour (stand-alone financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Flax Pond Capital, LLC located?",
      "a": "Flax Pond Capital, LLC's principal office is in Falmouth, MA, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Flax Pond Capital, LLC registered with the SEC or a state?",
      "a": "Flax Pond Capital, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324332."
    },
    {
      "q": "How much does Flax Pond Capital, LLC manage?",
      "a": "Flax Pond Capital, LLC reports $222,295,161 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (99% discretionary)."
    },
    {
      "q": "How have Flax Pond Capital, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Flax Pond Capital, LLC: Regulatory assets under management: $145,071,788 in the October 2023 data and $222,295,161 in the October 2026 data, up 53%. Total employees: 4 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Flax Pond Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64); high net worth individuals (55); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Flax Pond Capital, LLC use?",
      "a": "Flax Pond Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Flax Pond Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324332"
    },
    {
      "q": "What changed in Flax Pond Capital, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $172,761,089 to $222,295,161 (+29%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 145071788.0,
      "total_employees": 4,
      "filing_date": "2023-05-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 177373697.0,
      "total_employees": 4,
      "filing_date": "2024-09-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 172761089.0,
      "total_employees": 3,
      "filing_date": "2025-02-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 222295161.0,
      "total_employees": 2,
      "filing_date": "2026-01-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $172,761,089 to $222,295,161 (+29%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $350 an hour (stand-alone financial planning services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $350 an hour (stand-alone financial planning services)"
        ],
        "quotes": [
          "We charge an hourly fee of $350 for stand-alone financial planning services, which is negotiable depending on the scope and complexity of the plan, your situation, and your financial objectives."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 350.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "stand-alone financial planning services"
        }
      ]
    },
    "quotes": [
      "We charge an hourly fee of $350 for stand-alone financial planning services, which is negotiable depending on the scope and complexity of the plan, your situation, and your financial objectives."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/flax-pond-capital-llc-falmouth-ma-324332.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 64,
      "fewer_than_5": false,
      "raum": 55337905.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 55,
      "fewer_than_5": false,
      "raum": 166611256.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 346000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324332",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}