{
  "crd_number": 144473,
  "slug": "flavin-financial-services-inc-melbourne-fl-144473",
  "primary_business_name": "FLAVIN FINANCIAL SERVICES, INC.",
  "legal_name": "FLAVIN FINANCIAL SERVICES, INC.",
  "dbas": [
    "FLAVIN, NOONEY & PERSON, CPA WEALTH ADVISORS"
  ],
  "city": "Melbourne",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "37340",
  "metro": {
    "cbsa_code": "37340",
    "common_name": "Palm Bay",
    "msa_name": "Palm Bay-Melbourne-Titusville, FL",
    "path": "/advisors/fl/palm-bay"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-03-19",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 204988428.0,
  "raum_discretionary": 204988428.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 46199270.0,
      "count": 125
    },
    "pension_profit_sharing": {
      "raum": 15474169.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 133880045.0,
      "count": 47
    },
    "corporations_other_businesses": {
      "raum": 9434944.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL",
    "NH",
    "TX"
  ],
  "websites": [
    "https://facebook.com/FlavinNooneyandPerson",
    "https://flavincpa.com",
    "https://linkedin.com/company/cpa-wealth-advisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144473",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "MELBOURNE",
  "url": "https://advisorcensus.com/firm/flavin-financial-services-inc-melbourne-fl-144473",
  "display_name": "Flavin Financial Services, Inc.",
  "summary": "Flavin Financial Services, Inc. is an SEC-registered investment advisory firm in Melbourne, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Flavin Financial Services, Inc. (CRD 144473): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Flavin Financial Services, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Flavin Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Flavin Financial Services, Inc. located?",
      "a": "Flavin Financial Services, Inc.'s principal office is in Melbourne, FL, according to its Form ADV."
    },
    {
      "q": "Is Flavin Financial Services, Inc. registered with the SEC or a state?",
      "a": "Flavin Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 144473."
    },
    {
      "q": "How much does Flavin Financial Services, Inc. manage?",
      "a": "Flavin Financial Services, Inc. reports $204,988,428 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Flavin Financial Services, Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for Flavin Financial Services, Inc.: Regulatory assets under management: $129,790,840 in the October 2024 data and $204,988,428 in the October 2026 data, up 58%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Flavin Financial Services, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (125); high net worth individuals (47); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Which custodians does Flavin Financial Services, Inc. use?",
      "a": "Flavin Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Flavin Financial Services, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144473"
    },
    {
      "q": "What changed in Flavin Financial Services, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.D(4)). Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $168,911,609 to $204,988,428 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 129790840.0,
      "total_employees": 3,
      "filing_date": "2024-08-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 168911609.0,
      "total_employees": 3,
      "filing_date": "2025-07-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 204988428.0,
      "total_employees": 4,
      "filing_date": "2026-02-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.D(4)).",
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $168,911,609 to $204,988,428 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/flavin-financial-services-inc-melbourne-fl-144473.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 125,
      "fewer_than_5": false,
      "raum": 46199270.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 47,
      "fewer_than_5": false,
      "raum": 133880045.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 15474169.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 9434944.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144473",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}