# Flatrock Wealth Partners LLC

> Flatrock Wealth Partners LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 321777
- Filed as: FLATROCK WEALTH PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/321777
- AdvisorCensus page: https://advisorcensus.com/firm/flatrock-wealth-partners-llc-newport-beach-ca-321777

## Quick answers

**How is Flatrock Wealth Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Flatrock Wealth Partners LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Flatrock Wealth Partners LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $5,000,000: 0.8% a year; $5,000,001 to $10,000,000: 0.65% a year; $10,000,001 to $15,000,000: 0.5% a year; $15,000,001 to $20,000,000: 0.45% a year; $20,000,001 to $35,000,000: 0.35% a year; Above $35,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Flatrock Wealth Partners LLC located?**
Flatrock Wealth Partners LLC's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Flatrock Wealth Partners LLC registered with the SEC or a state?**
Flatrock Wealth Partners LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 321777.

**How much does Flatrock Wealth Partners LLC manage?**
Flatrock Wealth Partners LLC reports $417,582,237 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (95% discretionary).

**How have Flatrock Wealth Partners LLC's assets and staff changed since 2024?**
In the Form ADV data for Flatrock Wealth Partners LLC: Regulatory assets under management: $115,231,526 in the October 2024 data and $417,582,237 in the October 2026 data, up 262%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Flatrock Wealth Partners LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (73).

**Which custodians does Flatrock Wealth Partners LLC use?**
Flatrock Wealth Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Flatrock Wealth Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321777

**Does Flatrock Wealth Partners LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 16, 2026 says: "Flatrock generally imposes a minimum relationship size of $5,000,000 to effectively implement its investment process. The minimum may be waived at the sole discretion of the Advisor."

**What changed in Flatrock Wealth Partners LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $232,393,872 to $417,582,237 (+80%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Up to $1,000,000: 1% a year
- $1,000,001 to $5,000,000: 0.8% a year
- $5,000,001 to $10,000,000: 0.65% a year
- $10,000,001 to $15,000,000: 0.5% a year
- $15,000,001 to $20,000,000: 0.45% a year
- $20,000,001 to $35,000,000: 0.35% a year
- Above $35,000,000: see the brochure

> Wealth management fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) Up to $1,000,000 1.00% $1,000,001 to $5,000,000 0.80% $5,000,001 to $10,000,000 0.65% $10,000,001 to $15,000,000 0.50% $15,000,001 to $20,000,000 0.45% $20,000,001 to $35,000,000 0.35% Over $35,000,000 Negotiable

> Fees may be negotiable at the sole discretion of the Advisor.

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> Flatrock generally imposes a minimum relationship size of $5,000,000 to effectively implement its investment process. The minimum may be waived at the sole discretion of the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $417,582,237
- Discretionary: $397,002,394
- Non-discretionary: $20,579,843

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 73 | $417,582,237 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- flatrockwealth.com
- LinkedIn @flatrock-wealth-partners
- LinkedIn @ben6brewer
- LinkedIn @carolinegreene888
- LinkedIn @john-west-cfa-a640612
- LinkedIn @kevin-winters-flatrock-wealth-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $115,231,526 | 3 | July 26, 2024 |
| October 2025 | $232,393,872 | 3 | March 18, 2025 |
| October 2026 | $417,582,237 | 4 | June 10, 2026 |

Regulatory assets under management: $115,231,526 in the October 2024 data and $417,582,237 in the October 2026 data, up 262%.
Total employees: 3 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $232,393,872 to $417,582,237 (+80%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Flatrock Wealth Partners LLC (CRD 321777): Form ADV filing data as of October 2026.