# Flat Rock Global

> Flat Rock Global is an SEC-registered investment advisory firm in Jackson, WY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 288551
- Filed as: FLAT ROCK GLOBAL
- Legal name: Flat Rock Global, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jackson, WY
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288551
- AdvisorCensus page: https://advisorcensus.com/firm/flat-rock-global-jackson-wy-288551

## Quick answers

**How is Flat Rock Global compensated?**
On its Form ADV (Item 5.E, October 2026), Flat Rock Global reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Flat Rock Global located?**
Flat Rock Global's principal office is in Jackson, WY, according to its Form ADV.

**Is Flat Rock Global registered with the SEC or a state?**
Flat Rock Global is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288551.

**How much does Flat Rock Global manage?**
Flat Rock Global reports $1,568,097,027 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Flat Rock Global's assets and staff changed since 2021?**
In the Form ADV data for Flat Rock Global: Regulatory assets under management: $205,365,000 in the October 2021 data and $1,568,097,027 in the October 2026 data, up 664%. Total employees: 9 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Flat Rock Global serve?**
By number of clients on Form ADV Item 5.D: investment companies (3).

**Does Flat Rock Global report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288551

**What changed in Flat Rock Global's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $1,313,299,587 to $1,568,097,027 (+19%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,568,097,027
- Discretionary: $1,568,097,027
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 3 | $1,568,097,027 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 13 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- flatrockglobal.com
- LinkedIn @flat-rock-global-llc
- YouTube @FlatRockGlobal

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,365,000 | 9 | February 23, 2021 |
| October 2022 | $407,056,000 | 10 | August 18, 2022 |
| October 2023 | $552,433,220 | 10 | March 29, 2023 |
| October 2024 | $833,053,514 | 12 | March 25, 2024 |
| October 2025 | $1,313,299,587 | 12 | March 28, 2025 |
| October 2026 | $1,568,097,027 | 13 | March 24, 2026 |

Regulatory assets under management: $205,365,000 in the October 2021 data and $1,568,097,027 in the October 2026 data, up 664%.
Total employees: 9 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $1,313,299,587 to $1,568,097,027 (+19%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Flat Rock Global (CRD 288551): Form ADV filing data as of October 2026.