# Flagship Investment Management LLC

> Flagship Investment Management LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 332788
- Filed as: FLAGSHIP INVESTMENT MANAGEMENT LLC
- Also doing business as: FLAGSHIP CAPITAL PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332788
- AdvisorCensus page: https://advisorcensus.com/firm/flagship-investment-management-llc-houston-tx-332788

## Quick answers

**How is Flagship Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Flagship Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Flagship Investment Management LLC charge?**
Its Form ADV Part 2A brochure dated April 14, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Flagship Investment Management LLC located?**
Flagship Investment Management LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Flagship Investment Management LLC registered with the SEC or a state?**
Flagship Investment Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332788.

**How much does Flagship Investment Management LLC manage?**
Flagship Investment Management LLC reports $140,035,784 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary).

**How have Flagship Investment Management LLC's assets and staff changed since 2025?**
In the Form ADV data for Flagship Investment Management LLC: Regulatory assets under management: $157,637,981 in the October 2025 data and $140,035,784 in the October 2026 data, down 11%. Total employees: 11 in October 2025 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Flagship Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Flagship Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332788

**What changed in Flagship Investment Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $157,637,981 to $140,035,784 (-11%). Employees performing advisory functions went from 7 to 5. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> The Management Fee is calculated monthly in arrears at an annual rate of up to 1.5%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $140,035,784
- Discretionary: $140,035,784
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $140,035,784 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 12 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- flagshipco.com
- LinkedIn @flagshipcapitalpartners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $157,637,981 | 11 | March 14, 2025 |
| October 2026 | $140,035,784 | 12 | April 14, 2026 |

Regulatory assets under management: $157,637,981 in the October 2025 data and $140,035,784 in the October 2026 data, down 11%.
Total employees: 11 in October 2025 and 12 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $157,637,981 to $140,035,784 (-11%).
- Employees performing advisory functions went from 7 to 5.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Flagship Investment Management LLC (CRD 332788): Form ADV filing data as of October 2026.