{
  "crd_number": 155733,
  "slug": "flagship-harbor-advisors-llc-boston-ma-155733",
  "primary_business_name": "FLAGSHIP HARBOR ADVISORS, LLC",
  "legal_name": "FLAGSHIP HARBOR ADVISORS, LLC",
  "dbas": [
    "ANDREASEN FINANCIAL",
    "CHARTHOUSE CAPITAL",
    "CONCIERGE WEALTH MANAGEMENT",
    "CURRENCY CAMP",
    "FENTON FINANCIAL GROUP",
    "FIELDSTONE WEALTH MANAGEMENT",
    "KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT",
    "LAURENZ FINANCIAL",
    "MUNROE MORROW WEALTH MANAGEMENT",
    "NORTHERN PEAK FINANCIAL",
    "PARADIGM PRIVATE WEALTH",
    "PARKER WEALTH MANAGEMENT",
    "SHEPARD FINANCIAL",
    "SHEVLIN WEALTH MANAGEMENT",
    "THORNE FINANCIAL PARTNERS",
    "THRIVE WEALTH STRATEGIES",
    "TRESTLEBRIDGE CAPITAL"
  ],
  "city": "Boston",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-12-08",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-05-21",
  "carried_forward": false,
  "raum_total": 3419401101.0,
  "raum_discretionary": 3419401101.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 61,
  "advisory_employees": 57,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 12721090.0,
      "count": 27
    },
    "individuals": {
      "raum": 854650817.0,
      "count": 4724
    },
    "pension_profit_sharing": {
      "raum": 16176116.0,
      "count": 29
    },
    "high_net_worth_individuals": {
      "raum": 2523788215.0,
      "count": 2556
    },
    "corporations_other_businesses": {
      "raum": 12064863.0,
      "count": 37
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CT",
    "DC",
    "FL",
    "GA",
    "ID",
    "IL",
    "IN",
    "KS",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://andreasenfinancial.com",
    "https://charthousecapital.com",
    "https://conciergewm.com",
    "https://currencycamp.com",
    "https://danparkerwealthmanagement.com",
    "https://fentonfinancialgroup.com",
    "https://fhplymouth.com",
    "https://flagshipharbor.com",
    "https://flagshipharborsouthshore.com",
    "https://kefauverfinancial.com",
    "https://laurenzfinancial.com",
    "https://linkedin.com/COMPANY/FLAGSHIP-HARBOR-ADVISORS",
    "https://mmwealthmanagement.com",
    "https://northernpeakfinancial.com",
    "https://paradigmpw.com",
    "https://shepard-financial.com",
    "https://thornefinancialpartners.com",
    "https://thrivewealthstratagies.com",
    "https://trestlebridgecapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155733",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "BOSTON",
  "url": "https://advisorcensus.com/firm/flagship-harbor-advisors-llc-boston-ma-155733",
  "display_name": "Flagship Harbor Advisors, LLC",
  "summary": "Flagship Harbor Advisors, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2010, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 21, 2026.",
  "citation": "AdvisorCensus. Flagship Harbor Advisors, LLC (CRD 155733): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Flagship Harbor Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Flagship Harbor Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Flagship Harbor Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated January 28, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it); Flat fee: $300 to $15,000 (financial planning and consulting services); Hourly rate: $100 to $300 an hour (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Flagship Harbor Advisors, LLC located?",
      "a": "Flagship Harbor Advisors, LLC's principal office is in Boston, MA, according to its Form ADV; the June 2026 filing also lists 19 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Flagship Harbor Advisors, LLC registered with the SEC or a state?",
      "a": "Flagship Harbor Advisors, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 155733."
    },
    {
      "q": "How much does Flagship Harbor Advisors, LLC manage?",
      "a": "Flagship Harbor Advisors, LLC reports $3,419,401,101 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (100% discretionary)."
    },
    {
      "q": "How have Flagship Harbor Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Flagship Harbor Advisors, LLC: Regulatory assets under management: $1,991,436,525 in the October 2021 data and $3,419,401,101 in the October 2026 data, up 72%. Total employees: 55 in October 2021 and 61 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Flagship Harbor Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,724); high net worth individuals (2,556); corporations or other businesses not listed above (37)."
    },
    {
      "q": "Which custodians does Flagship Harbor Advisors, LLC use?",
      "a": "Flagship Harbor Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Flagship Harbor Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155733"
    },
    {
      "q": "What changed in Flagship Harbor Advisors, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Added an office in Lakeway, TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1991436525.0,
      "total_employees": 55,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2126201853.0,
      "total_employees": 54,
      "filing_date": "2022-09-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1928860764.0,
      "total_employees": 52,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2448936619.0,
      "total_employees": 58,
      "filing_date": "2024-05-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3008478711.0,
      "total_employees": 60,
      "filing_date": "2025-04-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3419401101.0,
      "total_employees": 61,
      "filing_date": "2026-05-21"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added an office in Lakeway, TX."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 60 to 57.",
        "Regulatory assets under management went from $3,008,478,711 to $3,419,401,101 (+14%).",
        "Added an office in Bee Cave, TX.",
        "No longer lists an office in Lakeway, TX.",
        "No longer lists an office in Salem, MA."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in PR."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "No longer lists the business name Maitland Financial Group.",
        "No longer lists the business name Keafuaver Financial Planning & Wealth Management.",
        "Added the business name Kefauver Financial Planning & Wealth Management."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 28, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [
      "Flat fee: $300 to $15,000 (financial planning and consulting services)",
      "Hourly rate: $100 to $300 an hour (financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Flagship’s annual investment advisory fee shall be based upon a percentage (%) of the market value and type of assets placed under Flagship’s management, generally between 0.25% and 2.0%",
          "The range shall generally be from 0.25% to 2.0%. Because we shall generally price our advisory services based upon various objective and subjective factors, our clients could pay diverse fees"
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "Flagship does not impose a minimum portfolio size or minimum annual fee."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $300 to $15,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "Flagship will charge a fixed fee and/or hourly fee for financial planning and consulting services. These fees are negotiable, but generally range from $300 to $15,000 on a fixed fee basis"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $300 an hour (financial planning and consulting services)"
        ],
        "quotes": [
          "Flagship will charge a fixed fee and/or hourly fee for financial planning and consulting services. These fees are negotiable, but generally range from $300 to $15,000 on a fixed fee basis and/or from $100 to $300 on"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        2.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 0.0,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 300.0,
          "max": 15000.0,
          "period": "one_time",
          "service": "financial planning and consulting services"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 300.0,
          "period": "hour",
          "service": "financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "Flagship’s annual investment advisory fee shall be based upon a percentage (%) of the market value and type of assets placed under Flagship’s management, generally between 0.25% and 2.0%",
      "The range shall generally be from 0.25% to 2.0%. Because we shall generally price our advisory services based upon various objective and subjective factors, our clients could pay diverse fees",
      "Flagship does not impose a minimum portfolio size or minimum annual fee.",
      "Flagship will charge a fixed fee and/or hourly fee for financial planning and consulting services. These fees are negotiable, but generally range from $300 to $15,000 on a fixed fee basis",
      "Flagship will charge a fixed fee and/or hourly fee for financial planning and consulting services. These fees are negotiable, but generally range from $300 to $15,000 on a fixed fee basis and/or from $100 to $300 on"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/flagship-harbor-advisors-llc-boston-ma-155733.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4724,
      "fewer_than_5": false,
      "raum": 854650817.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2556,
      "fewer_than_5": false,
      "raum": 2523788215.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 29,
      "fewer_than_5": false,
      "raum": 16176116.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 27,
      "fewer_than_5": false,
      "raum": 12721090.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 37,
      "fewer_than_5": false,
      "raum": 12064863.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155733",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}