# Five Peaks Financial Consulting, Inc.

> Five Peaks Financial Consulting, Inc. is a state-registered investment advisory firm, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 115341
- Filed as: FIVE PEAKS FINANCIAL CONSULTING, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115341
- AdvisorCensus page: https://advisorcensus.com/firm/five-peaks-financial-consulting-inc-115341

## Quick answers

**How is Five Peaks Financial Consulting, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Five Peaks Financial Consulting, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Five Peaks Financial Consulting, Inc. registered with the SEC or a state?**
Five Peaks Financial Consulting, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 115341.

**How much does Five Peaks Financial Consulting, Inc. manage?**
Five Peaks Financial Consulting, Inc. reports $15,548,200 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (0% discretionary).

**What types of clients does Five Peaks Financial Consulting, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Does Five Peaks Financial Consulting, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115341

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $15,548,200
- Discretionary: $0
- Non-discretionary: $15,548,200

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 6 | $15,548,200 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Five Peaks Financial Consulting, Inc. (CRD 115341): Form ADV filing data as of October 2026.