{ "crd_number": 311629, "slug": "fitzwalter-capital-us-llc-new-york-ny-311629", "primary_business_name": "FITZWALTER CAPITAL (US) LLC", "legal_name": "FITZWALTER CAPITAL (US) LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-01-04", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 3187181569.0, "raum_discretionary": 3187181569.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3187181569.0, "count": 10 } }, "compensation_types": [ "fixed" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://fwcap.com", "https://linkedin.com/company/fitzwaltercapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311629", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/fitzwalter-capital-us-llc-new-york-ny-311629", "display_name": "Fitzwalter Capital (US) LLC", "summary": "Fitzwalter Capital (US) LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Fitzwalter Capital (US) LLC (CRD 311629): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Fitzwalter Capital (US) LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Fitzwalter Capital (US) LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Fitzwalter Capital (US) LLC located?", "a": "Fitzwalter Capital (US) LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Fitzwalter Capital (US) LLC registered with the SEC or a state?", "a": "Fitzwalter Capital (US) LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311629." }, { "q": "How much does Fitzwalter Capital (US) LLC manage?", "a": "Fitzwalter Capital (US) LLC reports $3,187,181,569 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Fitzwalter Capital (US) LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Fitzwalter Capital (US) LLC: Regulatory assets under management: $529,460,000 in the October 2021 data and $3,187,181,569 in the October 2026 data, up 502%. Total employees: 5 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Fitzwalter Capital (US) LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Fitzwalter Capital (US) LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311629" }, { "q": "What changed in Fitzwalter Capital (US) LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 8." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 529460000.0, "total_employees": 5, "filing_date": "2021-04-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 919970000.0, "total_employees": 5, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1868410000.0, "total_employees": 5, "filing_date": "2023-04-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2939107000.0, "total_employees": 8, "filing_date": "2024-08-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3078368000.0, "total_employees": 10, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3187181569.0, "total_employees": 9, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 8." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/fitzwalter-capital-us-llc-new-york-ny-311629.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 3187181569.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311629", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }