{
  "crd_number": 331205,
  "slug": "fisher-smb-carrollton-tx-331205",
  "primary_business_name": "FISHER\\SMB",
  "legal_name": "FISHER RETIREMENT SOLUTIONS LLC",
  "dbas": [
    "FISHER\\SMB"
  ],
  "city": "Carrollton",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-05-31",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-10-01",
  "carried_forward": false,
  "raum_total": 6847928139.0,
  "raum_discretionary": 6847928139.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 159,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "state_municipal": {
      "raum": 96145721.0,
      "count": 9
    },
    "pension_profit_sharing": {
      "raum": 6751782418.0,
      "count": 1839
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://fishersmb.com",
    "https://linkedin.com/company/fishersmb",
    "https://youtube.com/@FisherSMB"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331205",
  "city_as_filed": "CARROLLTON",
  "url": "https://advisorcensus.com/firm/fisher-smb-carrollton-tx-331205",
  "display_name": "Fisher\\smb",
  "summary": "Fisher\\smb is an SEC-registered investment advisory firm in Carrollton, TX, registered since 2024, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.",
  "citation": "AdvisorCensus. Fisher\\smb (CRD 331205): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Fisher\\smb compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fisher\\smb reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Fisher\\smb located?",
      "a": "Fisher\\smb's principal office is in Carrollton, TX, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Fisher\\smb registered with the SEC or a state?",
      "a": "Fisher\\smb is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331205."
    },
    {
      "q": "How much does Fisher\\smb manage?",
      "a": "Fisher\\smb reports $6,847,928,139 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have Fisher\\smb's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Fisher\\smb: Regulatory assets under management: $4,903,397,592 in the October 2024 data and $6,847,928,139 in the October 2026 data, up 40%. Total employees: 131 in October 2024 and 159 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fisher\\smb serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (1,839); state or municipal government entities (including government pension plans) (9)."
    },
    {
      "q": "Which custodians does Fisher\\smb use?",
      "a": "Fisher\\smb's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascensus and Empower as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Fisher\\smb report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331205"
    },
    {
      "q": "What changed in Fisher\\smb's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $5,461,349,416 to $6,847,928,139 (+25%). Registered or notice-filed in DE, VT."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 4903397592.0,
      "total_employees": 131,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 5461349416.0,
      "total_employees": 133,
      "filing_date": "2025-06-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 6847928139.0,
      "total_employees": 159,
      "filing_date": "2026-10-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $5,461,349,416 to $6,847,928,139 (+25%).",
        "Registered or notice-filed in DE, VT."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Ascensus",
      "name_as_filed": "ASCENSUS",
      "affiliated": false
    },
    {
      "name": "Empower",
      "name_as_filed": "EMPOWER",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fisher-smb-carrollton-tx-331205.md",
  "clients": [
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1839,
      "fewer_than_5": false,
      "raum": 6751782418.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 96145721.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331205",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}