{
  "crd_number": 168299,
  "slug": "fiscal-wisdom-wealth-management-llc-canton-ct-168299",
  "primary_business_name": "FISCAL WISDOM WEALTH MANAGEMENT LLC",
  "legal_name": "FISCAL WISDOM WEALTH MANAGEMENT LLC",
  "dbas": [
    "BGS FINANCIAL SERVICES, LLC",
    "CHADWICK FINANCIAL ADVISORS",
    "FISCAL WISDOM WEALTH MANAGEMENT",
    "MILESTONE WEALTH MANAGEMENT",
    "THE RETIREMENT ADVISORS OF NE, INC."
  ],
  "city": "Canton",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-08-03",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-08-27",
  "carried_forward": false,
  "raum_total": 386005788.0,
  "raum_discretionary": 386005788.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 18,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 281449416.0,
      "count": 2624
    },
    "pension_profit_sharing": {
      "raum": 13133466.0,
      "count": 137
    },
    "high_net_worth_individuals": {
      "raum": 87307732.0,
      "count": 52
    },
    "corporations_other_businesses": {
      "raum": 4115174.0,
      "count": 15
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "ID",
    "KY",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "NC",
    "ND",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA"
  ],
  "websites": [
    "https://fiscalwisdom.com",
    "https://milestonewealthhi.com",
    "https://retirement-advisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168299",
  "city_as_filed": "CANTON",
  "url": "https://advisorcensus.com/firm/fiscal-wisdom-wealth-management-llc-canton-ct-168299",
  "display_name": "Fiscal Wisdom Wealth Management LLC",
  "summary": "Fiscal Wisdom Wealth Management LLC is an SEC-registered investment advisory firm in Canton, CT, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 27, 2026.",
  "citation": "AdvisorCensus. Fiscal Wisdom Wealth Management LLC (CRD 168299): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Fiscal Wisdom Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fiscal Wisdom Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "Where is Fiscal Wisdom Wealth Management LLC located?",
      "a": "Fiscal Wisdom Wealth Management LLC's principal office is in Canton, CT, according to its Form ADV; the September 2026 filing also lists 7 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Fiscal Wisdom Wealth Management LLC registered with the SEC or a state?",
      "a": "Fiscal Wisdom Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 168299."
    },
    {
      "q": "How much does Fiscal Wisdom Wealth Management LLC manage?",
      "a": "Fiscal Wisdom Wealth Management LLC reports $386,005,788 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Fiscal Wisdom Wealth Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Fiscal Wisdom Wealth Management LLC: Regulatory assets under management: $108,866,074 in the October 2021 data and $386,005,788 in the October 2026 data, up 255%. Total employees: 16 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fiscal Wisdom Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,624); pension and profit sharing plans (but not the plan participants or government pension plans) (137); high net worth individuals (52)."
    },
    {
      "q": "Which custodians does Fiscal Wisdom Wealth Management LLC use?",
      "a": "Fiscal Wisdom Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Fiscal Wisdom Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168299"
    },
    {
      "q": "Does Fiscal Wisdom Wealth Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 28, 2026 says: \"The advisor does not currently require a minimum balance to open an account. Fiscal Wisdom Wealth Management reserves the right to implement a minimum balance.\""
    },
    {
      "q": "What changed in Fiscal Wisdom Wealth Management LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in SC."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 108866074.0,
      "total_employees": 16,
      "filing_date": "2021-09-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 170800000.0,
      "total_employees": 15,
      "filing_date": "2022-06-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 216000000.0,
      "total_employees": 11,
      "filing_date": "2023-07-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 213793318.0,
      "total_employees": 22,
      "filing_date": "2024-09-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 259793557.0,
      "total_employees": 22,
      "filing_date": "2025-04-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 386005788.0,
      "total_employees": 18,
      "filing_date": "2026-08-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in SC."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 13 to 10.",
        "Regulatory assets under management went from $259,793,557 to $386,005,788 (+49%).",
        "Added an office in Hilo, HI.",
        "Added an office in Honolulu, HI.",
        "No longer lists an office in Cpnyers, GA.",
        "No longer lists an office in Kooskia, ID."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "No longer lists the business name Seven Ventures Wealth Management, LLC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 28, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The advisor does not currently require a minimum balance to open an account. Fiscal Wisdom Wealth Management reserves the right to implement a minimum balance."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The advisor does not currently require a minimum balance to open an account. Fiscal Wisdom Wealth Management reserves the right to implement a minimum balance."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fiscal-wisdom-wealth-management-llc-canton-ct-168299.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2624,
      "fewer_than_5": false,
      "raum": 281449416.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 52,
      "fewer_than_5": false,
      "raum": 87307732.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 137,
      "fewer_than_5": false,
      "raum": 13133466.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 15,
      "fewer_than_5": false,
      "raum": 4115174.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168299",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}