# Fiscal Dynamics Incorporated

> Fiscal Dynamics Incorporated is a state-registered investment advisory firm in Farmington, CT, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 111155
- Filed as: FISCAL DYNAMICS INCORPORATED
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111155
- AdvisorCensus page: https://advisorcensus.com/firm/fiscal-dynamics-incorporated-farmington-ct-111155

## Quick answers

**How is Fiscal Dynamics Incorporated compensated?**
On its Form ADV (Item 5.E, October 2026), Fiscal Dynamics Incorporated reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fiscal Dynamics Incorporated located?**
Fiscal Dynamics Incorporated's principal office is in Farmington, CT, according to its Form ADV.

**Is Fiscal Dynamics Incorporated registered with the SEC or a state?**
Fiscal Dynamics Incorporated is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 111155.

**How much does Fiscal Dynamics Incorporated manage?**
Fiscal Dynamics Incorporated reports $35,403,559 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary).

**What types of clients does Fiscal Dynamics Incorporated serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (13); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does Fiscal Dynamics Incorporated report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111155

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $35,403,559
- Discretionary: $35,403,559
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $5,463,280 |
| High net worth individuals | 13 | $28,403,871 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $1,536,408 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fiscaldynamics.com
- Facebook @FiscalDynamics
- Instagram @FISCALDYNAMICS
- X @FISCALDYNAMICS
- YouTube @fiscaldynamics

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fiscal Dynamics Incorporated (CRD 111155): Form ADV filing data as of October 2026.