# First Western Securities, Inc.

> First Western Securities, Inc. is a state-registered investment advisory firm in Hurst, TX, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.

- CRD: 19537
- Filed as: FIRST WESTERN SECURITIES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Hurst, TX
- Filing period: October 2026
- Form ADV filing dated: September 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/19537
- AdvisorCensus page: https://advisorcensus.com/firm/first-western-securities-inc-hurst-tx-19537

## Quick answers

**How is First Western Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), First Western Securities, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is First Western Securities, Inc. located?**
First Western Securities, Inc.'s principal office is in Hurst, TX, according to its Form ADV.

**Is First Western Securities, Inc. registered with the SEC or a state?**
First Western Securities, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 19537.

**How much does First Western Securities, Inc. manage?**
First Western Securities, Inc. reports $48,648,049 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (94% discretionary).

**What types of clients does First Western Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (9).

**Does First Western Securities, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/19537

**What changed in First Western Securities, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $41,715,412 to $48,648,049 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $48,648,049
- Discretionary: $45,851,814
- Non-discretionary: $2,796,235

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $8,723,069 |
| High net worth individuals | 9 | $39,924,980 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/19537

### Websites listed on Form ADV (Item 1.I)
- firstwesternsecurities.com

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $41,715,412 to $48,648,049 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. First Western Securities, Inc. (CRD 19537): Form ADV filing data as of October 2026.