# First Midwest Investments

> First Midwest Investments is a state-registered investment advisory firm, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 269979
- Filed as: FIRST MIDWEST INVESTMENTS
- Legal name: Turek, Lee M.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/269979
- AdvisorCensus page: https://advisorcensus.com/firm/first-midwest-investments-269979

## Quick answers

**How is First Midwest Investments compensated?**
On its Form ADV (Item 5.E, October 2026), First Midwest Investments reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is First Midwest Investments registered with the SEC or a state?**
First Midwest Investments is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 269979.

**How much does First Midwest Investments manage?**
First Midwest Investments reports $10,000,000 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (0% discretionary).

**What types of clients does First Midwest Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9).

**Does First Midwest Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/269979

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $10,000,000
- Discretionary: $0
- Non-discretionary: $10,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $3,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. First Midwest Investments (CRD 269979): Form ADV filing data as of October 2026.