# First Georgetown Securities, Inc > First Georgetown Securities, Inc is an SEC-registered investment advisory firm in Alexandria, VA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 12, 2026. - CRD: 5871 - Filed as: FIRST GEORGETOWN SECURITIES, INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Alexandria, VA - Filing period: October 2026 - Form ADV filing dated: August 12, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/5871 - AdvisorCensus page: https://advisorcensus.com/firm/first-georgetown-securities-inc-alexandria-va-5871 ## Quick answers **How is First Georgetown Securities, Inc compensated?** On its Form ADV (Item 5.E, October 2026), First Georgetown Securities, Inc reports these compensation arrangements: a percentage of assets under its management. **Where is First Georgetown Securities, Inc located?** First Georgetown Securities, Inc's principal office is in Alexandria, VA, according to its Form ADV. **Is First Georgetown Securities, Inc registered with the SEC or a state?** First Georgetown Securities, Inc is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 5871. **How much does First Georgetown Securities, Inc manage?** First Georgetown Securities, Inc reports $115,737,800 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (100% discretionary). **What types of clients does First Georgetown Securities, Inc serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (100); individuals (other than high net worth individuals) (23). **Which custodians does First Georgetown Securities, Inc use?** First Georgetown Securities, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets. **Does First Georgetown Securities, Inc report any disciplinary disclosures?** Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5871 **Does First Georgetown Securities, Inc state an account minimum?** Its Form ADV Part 2A brochure dated July 22, 2026 says: "First Georgetown requires clients to maintain a minimum account size of $250,000. This minimum account size remains negotiable, under certain circumstances, and at the sole discretion of the firm." **What changed in First Georgetown Securities, Inc's recent Form ADV filings?** In the September 2026 filing data: Newly registered with the SEC. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated July 22, 2026) - Account minimum: $250,000 (the brochure says it may be waived or negotiated) > First Georgetown requires clients to maintain a minimum account size of $250,000. This minimum account size remains negotiable, under certain circumstances, and at the sole discretion of the firm. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - National Financial Services LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $115,737,800 - Discretionary: $115,737,800 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 23 | $40,508,230 | | High net worth individuals | 100 | $75,229,570 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2026 (0 years) - Employees: 4 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: VA - Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5871 ### Websites listed on Form ADV (Item 1.I) - firstgeorgetown.com ## Changes in the filing (last 12 months) ### September 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. First Georgetown Securities, Inc (CRD 5871): Form ADV filing data as of October 2026.