# First Financial Strategies Inc

> First Financial Strategies Inc is a state-registered investment advisory firm in Phoenix, AZ, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 12, 2024.

- CRD: 110467
- Filed as: FIRST FINANCIAL STRATEGIES INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: December 12, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/110467
- AdvisorCensus page: https://advisorcensus.com/firm/first-financial-strategies-inc-phoenix-az-110467

## Quick answers

**How is First Financial Strategies Inc compensated?**
On its Form ADV (Item 5.E, October 2026), First Financial Strategies Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is First Financial Strategies Inc located?**
First Financial Strategies Inc's principal office is in Phoenix, AZ, according to its Form ADV.

**Is First Financial Strategies Inc registered with the SEC or a state?**
First Financial Strategies Inc is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 110467.

**How much does First Financial Strategies Inc manage?**
First Financial Strategies Inc reports $13,313,795 in regulatory assets under management in its Form ADV filing dated December 12, 2024 (0% discretionary).

**What types of clients does First Financial Strategies Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); individuals (other than high net worth individuals) (1).

**Does First Financial Strategies Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110467

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $13,313,795
- Discretionary: $0
- Non-discretionary: $13,313,795

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $338,075 |
| High net worth individuals | 2 | $12,975,720 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. First Financial Strategies Inc (CRD 110467): Form ADV filing data as of October 2026.