{ "crd_number": 108260, "slug": "first-eagle-investment-management-llc-new-york-ny-108260", "primary_business_name": "FIRST EAGLE INVESTMENT MANAGEMENT, LLC", "legal_name": "FIRST EAGLE INVESTMENT MANAGEMENT, LLC", "dbas": [ "FIRST EAGLE INVESTMENT MANAGEMENT, LLC", "FIRST EAGLE INVESTMENTS" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1995-12-12", "years_registered": 30, "period": "2026-10-01", "filing_date": "2026-08-03", "carried_forward": false, "raum_total": 136477310831.0, "raum_discretionary": 136477310831.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 392, "advisory_employees": 46, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 868908352.0, "count": 2, "fewer_than_5": true }, "insurance_companies": { "raum": 107229993.0, "count": 1, "fewer_than_5": true }, "investment_companies": { "raum": 109765162463.0, "count": 19 }, "pension_profit_sharing": { "raum": 1353348409.0, "count": 3, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 17560602075.0, "count": 16 }, "business_development_companies": { "raum": 651820000.0, "count": 1 }, "sovereign_wealth_foreign_official": { "raum": 6170239539.0, "count": 2, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "IL", "NY", "TX" ], "websites": [ "https://firsteagle.com", "https://linkedin.com/company/first-eagle-investments", "https://linkedin.com/company/first-eagle-investments-europe", "https://youtube.com/@FirstEagleInvestments" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108260", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/first-eagle-investment-management-llc-new-york-ny-108260", "display_name": "First Eagle Investment Management, LLC", "summary": "First Eagle Investment Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.", "citation": "AdvisorCensus. First Eagle Investment Management, LLC (CRD 108260): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is First Eagle Investment Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), First Eagle Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is First Eagle Investment Management, LLC located?", "a": "First Eagle Investment Management, LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is First Eagle Investment Management, LLC registered with the SEC or a state?", "a": "First Eagle Investment Management, LLC is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 108260." }, { "q": "How much does First Eagle Investment Management, LLC manage?", "a": "First Eagle Investment Management, LLC reports $136,477,310,831 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary)." }, { "q": "How have First Eagle Investment Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for First Eagle Investment Management, LLC: Regulatory assets under management: $88,740,891,650 in the October 2021 data and $136,477,310,831 in the October 2026 data, up 54%. Total employees: 247 in October 2021 and 392 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does First Eagle Investment Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (19); pooled investment vehicles (other than investment companies and business development companies) (16); pension and profit sharing plans (but not the plan participants or government pension plans) (3)." }, { "q": "Which custodians does First Eagle Investment Management, LLC use?", "a": "First Eagle Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon, Northern Trust and State Street Bank as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does First Eagle Investment Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108260" }, { "q": "What changed in First Eagle Investment Management, LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Changed its office addresses in Campbell, CA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 88740891650.0, "total_employees": 247, "filing_date": "2021-07-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 90115001654.0, "total_employees": 298, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 82491594832.0, "total_employees": 339, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 91403209067.0, "total_employees": 352, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 101608338932.0, "total_employees": 359, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 136477310831.0, "total_employees": 392, "filing_date": "2026-08-03" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Changed its office addresses in Campbell, CA." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Item 11 disclosure answers changed: 0 yes answers, previously 4 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5)).", "Employees performing advisory functions went from 43 to 46.", "Regulatory assets under management went from $101,608,338,932 to $136,477,310,831 (+34%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Bank of New York Mellon", "name_as_filed": "BANK OF NEW YORK MELLON", "affiliated": false }, { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false }, { "name": "State Street Bank", "name_as_filed": "STATE STREET BANK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/first-eagle-investment-management-llc-new-york-ny-108260.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 19, "fewer_than_5": false, "raum": 109765162463.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 1, "fewer_than_5": false, "raum": 651820000.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 16, "fewer_than_5": false, "raum": 17560602075.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 3, "fewer_than_5": true, "raum": 1353348409.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 2, "fewer_than_5": true, "raum": 868908352.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 1, "fewer_than_5": true, "raum": 107229993.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 2, "fewer_than_5": true, "raum": 6170239539.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108260", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }