# First Due Financial LLC

> First Due Financial LLC is a state-registered investment advisory firm in Wareham, MA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 335454
- Filed as: FIRST DUE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wareham, MA
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335454
- AdvisorCensus page: https://advisorcensus.com/firm/first-due-financial-llc-wareham-ma-335454

## Quick answers

**How is First Due Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), First Due Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is First Due Financial LLC located?**
First Due Financial LLC's principal office is in Wareham, MA, according to its Form ADV.

**Is First Due Financial LLC registered with the SEC or a state?**
First Due Financial LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335454.

**How much does First Due Financial LLC manage?**
First Due Financial LLC reports $1,900,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).

**What types of clients does First Due Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does First Due Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335454

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $1,900,000
- Discretionary: $1,900,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $1,900,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- firstduefin.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. First Due Financial LLC (CRD 335454): Form ADV filing data as of October 2026.