{
  "crd_number": 158733,
  "slug": "fiorile-and-associates-llc-saranac-lake-ny-158733",
  "primary_business_name": "FIORILE & ASSOCIATES, LLC",
  "legal_name": "FIORILE & ASSOCIATES, LLC",
  "dbas": [],
  "city": "Saranac Lake",
  "state": "NY",
  "country": "United States",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2025-03-05",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2025-02-21",
  "carried_forward": false,
  "raum_total": 24500000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 24500000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 24500000.0,
      "count": 52
    }
  },
  "compensation_types": [
    "fixed",
    "hourly"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://facebook.com/FIORILEFINANCIALADVISORY?VIEW_PUBLIC_FOR=559989267408135",
    "https://fiorilecpa.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158733",
  "city_as_filed": "SARANAC LAKE",
  "url": "https://advisorcensus.com/firm/fiorile-and-associates-llc-saranac-lake-ny-158733",
  "display_name": "Fiorile & Associates, LLC",
  "summary": "Fiorile & Associates, LLC is a state-registered investment advisory firm in Saranac Lake, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 21, 2025.",
  "citation": "AdvisorCensus. Fiorile & Associates, LLC (CRD 158733): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Fiorile & Associates, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fiorile & Associates, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Fiorile & Associates, LLC located?",
      "a": "Fiorile & Associates, LLC's principal office is in Saranac Lake, NY, according to its Form ADV."
    },
    {
      "q": "Is Fiorile & Associates, LLC registered with the SEC or a state?",
      "a": "Fiorile & Associates, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 158733."
    },
    {
      "q": "How much does Fiorile & Associates, LLC manage?",
      "a": "Fiorile & Associates, LLC reports $24,500,000 in regulatory assets under management in its Form ADV filing dated February 21, 2025 (0% discretionary)."
    },
    {
      "q": "How have Fiorile & Associates, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Fiorile & Associates, LLC: Regulatory assets under management: $34,500,000 in the October 2023 data and $24,500,000 in the October 2026 data, down 29%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fiorile & Associates, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (52)."
    },
    {
      "q": "Does Fiorile & Associates, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158733"
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 34500000.0,
      "total_employees": 1,
      "filing_date": "2023-06-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 31300000.0,
      "total_employees": 1,
      "filing_date": "2024-06-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 24500000.0,
      "total_employees": 1,
      "filing_date": "2025-02-21"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/fiorile-and-associates-llc-saranac-lake-ny-158733.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 52,
      "fewer_than_5": false,
      "raum": 24500000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158733",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}