# Fintech Collective Management LLC

> Fintech Collective Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 288031
- Filed as: FINTECH COLLECTIVE MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288031
- AdvisorCensus page: https://advisorcensus.com/firm/fintech-collective-management-llc-new-york-ny-288031

## Quick answers

**How is Fintech Collective Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fintech Collective Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Fintech Collective Management LLC located?**
Fintech Collective Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Fintech Collective Management LLC registered with the SEC or a state?**
Fintech Collective Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 288031.

**How much does Fintech Collective Management LLC manage?**
Fintech Collective Management LLC reports $800,812,639 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (100% discretionary).

**How have Fintech Collective Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Fintech Collective Management LLC: Regulatory assets under management: $515,192,260 in the October 2021 data and $800,812,639 in the October 2026 data, up 55%. Total employees: 9 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fintech Collective Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15).

**Does Fintech Collective Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288031

**Does Fintech Collective Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Generally, the Clients have a stated minimum investment amount of $1 million. The Adviser or its affiliate has the discretion to waive minimum investment requirements for investment in the Clients and has done so in the past."

**What changed in Fintech Collective Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Generally, the Clients have a stated minimum investment amount of $1 million. The Adviser or its affiliate has the discretion to waive minimum investment requirements for investment in the Clients and has done so in the past.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $800,812,639
- Discretionary: $800,812,639
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $800,812,639 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 16 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fintech.io
- LinkedIn @fintech-collective
- X @fintech_io

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $515,192,260 | 9 | May 12, 2021 |
| October 2022 | $766,157,305 | 17 | April 26, 2022 |
| October 2023 | $706,234,874 | 12 | May 4, 2023 |
| October 2024 | $861,119,333 | 17 | March 27, 2024 |
| October 2025 | $771,139,659 | 15 | June 18, 2025 |
| October 2026 | $800,812,639 | 16 | September 8, 2026 |

Regulatory assets under management: $515,192,260 in the October 2021 data and $800,812,639 in the October 2026 data, up 55%.
Total employees: 9 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 11 to 12.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fintech Collective Management LLC (CRD 288031): Form ADV filing data as of October 2026.