# Finser Investment Advisor

> Finser Investment Advisor is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 142570
- Filed as: FINSER INVESTMENT ADVISOR
- Also doing business as: FINSER INVESTMENT ADVISOR
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Antonio, TX
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142570
- AdvisorCensus page: https://advisorcensus.com/firm/finser-investment-advisor-san-antonio-tx-142570

## Quick answers

**How is Finser Investment Advisor compensated?**
On its Form ADV (Item 5.E, October 2026), Finser Investment Advisor reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Finser Investment Advisor located?**
Finser Investment Advisor's principal office is in San Antonio, TX, according to its Form ADV.

**Is Finser Investment Advisor registered with the SEC or a state?**
Finser Investment Advisor is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142570.

**How much does Finser Investment Advisor manage?**
Finser Investment Advisor reports $1,746,042,084 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (0% discretionary).

**How have Finser Investment Advisor's assets and staff changed since 2021?**
In the Form ADV data for Finser Investment Advisor: Regulatory assets under management: $972,996,318 in the October 2021 data and $1,746,042,084 in the October 2026 data, up 79%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Finser Investment Advisor serve?**
By number of clients on Form ADV Item 5.D: banking or thrift institutions (10).

**Does Finser Investment Advisor report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142570

**What changed in Finser Investment Advisor's recent Form ADV filings?**
In the October 2026 filing data: Added the business name Finser Investment Advisor. Regulatory assets under management went from $1,416,901,328 to $1,746,042,084 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,746,042,084
- Discretionary: $0
- Non-discretionary: $1,746,042,084

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | 10 | $1,746,042,084 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $972,996,318 | 1 | September 9, 2021 |
| October 2022 | $1,466,340,668 | 1 | September 7, 2022 |
| October 2023 | $1,642,694,287 | 1 | September 5, 2023 |
| October 2024 | $1,459,244,992 | 1 | September 20, 2024 |
| October 2025 | $1,459,244,992 | 1 | September 20, 2024 |
| October 2026 | $1,746,042,084 | 1 | September 14, 2026 |

Regulatory assets under management: $972,996,318 in the October 2021 data and $1,746,042,084 in the October 2026 data, up 79%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Added the business name Finser Investment Advisor.
- Regulatory assets under management went from $1,416,901,328 to $1,746,042,084 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Finser Investment Advisor (CRD 142570): Form ADV filing data as of October 2026.