{ "crd_number": 142570, "slug": "finser-investment-advisor-san-antonio-tx-142570", "primary_business_name": "FINSER INVESTMENT ADVISOR", "legal_name": "FINSER INVESTMENT ADVISOR", "dbas": [ "FINSER INVESTMENT ADVISOR" ], "city": "San Antonio", "state": "TX", "country": "United States", "cbsa_code": "41700", "metro": { "cbsa_code": "41700", "common_name": "San Antonio", "msa_name": "San Antonio-New Braunfels, TX", "path": "/advisors/tx/san-antonio" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-01-26", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-09-14", "carried_forward": false, "raum_total": 1746042084.0, "raum_discretionary": 0.0, "raum_non_discretionary": 1746042084.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "banking_thrift": { "raum": 1746042084.0, "count": 10 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO", "NE", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142570", "city_as_filed": "SAN ANTONIO", "url": "https://advisorcensus.com/firm/finser-investment-advisor-san-antonio-tx-142570", "display_name": "Finser Investment Advisor", "summary": "Finser Investment Advisor is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.", "citation": "AdvisorCensus. Finser Investment Advisor (CRD 142570): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Finser Investment Advisor compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Finser Investment Advisor reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Finser Investment Advisor located?", "a": "Finser Investment Advisor's principal office is in San Antonio, TX, according to its Form ADV." }, { "q": "Is Finser Investment Advisor registered with the SEC or a state?", "a": "Finser Investment Advisor is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142570." }, { "q": "How much does Finser Investment Advisor manage?", "a": "Finser Investment Advisor reports $1,746,042,084 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (0% discretionary)." }, { "q": "How have Finser Investment Advisor's assets and staff changed since 2021?", "a": "In the Form ADV data for Finser Investment Advisor: Regulatory assets under management: $972,996,318 in the October 2021 data and $1,746,042,084 in the October 2026 data, up 79%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Finser Investment Advisor serve?", "a": "By number of clients on Form ADV Item 5.D: banking or thrift institutions (10)." }, { "q": "Does Finser Investment Advisor report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142570" }, { "q": "What changed in Finser Investment Advisor's recent Form ADV filings?", "a": "In the October 2026 filing data: Added the business name Finser Investment Advisor. Regulatory assets under management went from $1,416,901,328 to $1,746,042,084 (+23%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 972996318.0, "total_employees": 1, "filing_date": "2021-09-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1466340668.0, "total_employees": 1, "filing_date": "2022-09-07" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1642694287.0, "total_employees": 1, "filing_date": "2023-09-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1459244992.0, "total_employees": 1, "filing_date": "2024-09-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1459244992.0, "total_employees": 1, "filing_date": "2024-09-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1746042084.0, "total_employees": 1, "filing_date": "2026-09-14" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Added the business name Finser Investment Advisor.", "Regulatory assets under management went from $1,416,901,328 to $1,746,042,084 (+23%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/finser-investment-advisor-san-antonio-tx-142570.md", "clients": [ { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 10, "fewer_than_5": false, "raum": 1746042084.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142570", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }