# Finiat, LLC

> Finiat, LLC is an SEC-registered investment advisory firm in Mount Dora, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.

- CRD: 329094
- Filed as: FINIAT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mount Dora, FL
- Filing period: October 2026
- Form ADV filing dated: June 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329094
- AdvisorCensus page: https://advisorcensus.com/firm/finiat-llc-mount-dora-fl-329094

## Quick answers

**How is Finiat, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Finiat, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Finiat, LLC located?**
Finiat, LLC's principal office is in Mount Dora, FL, according to its Form ADV.

**Is Finiat, LLC registered with the SEC or a state?**
Finiat, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329094.

**How much does Finiat, LLC manage?**
Finiat, LLC reports $25,556,450 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (0% discretionary).

**How have Finiat, LLC's assets and staff changed since 2024?**
In the Form ADV data for Finiat, LLC: Total employees: 3 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Finiat, LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (1).

**Does Finiat, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329094

**What changed in Finiat, LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $25,556,450
- Discretionary: $0
- Non-discretionary: $25,556,450

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other investment advisers | 1 | $25,556,450 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- finiat.com
- iaplatform.app/view/dashboard
- LinkedIn @finiat-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 3 | April 25, 2024 |
| October 2025 | Not reported | 4 | March 25, 2025 |
| October 2026 | $25,556,450 | 7 | June 26, 2026 |

Total employees: 3 in October 2024 and 7 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Finiat, LLC (CRD 329094): Form ADV filing data as of October 2026.