{
  "crd_number": 329094,
  "slug": "finiat-llc-mount-dora-fl-329094",
  "primary_business_name": "FINIAT, LLC",
  "legal_name": "FINIAT, LLC",
  "dbas": [],
  "city": "Mount Dora",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "36740",
  "metro": {
    "cbsa_code": "36740",
    "common_name": "Orlando",
    "msa_name": "Orlando-Kissimmee-Sanford, FL",
    "path": "/advisors/fl/orlando"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-01-26",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-06-26",
  "carried_forward": false,
  "raum_total": 25556450.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 25556450.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 7,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "other_investment_advisers": {
      "raum": 25556450.0,
      "count": 1
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://finiat.com",
    "https://iaplatform.app/view/dashboard",
    "https://linkedin.com/company/finiat-llc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329094",
  "city_as_filed": "MOUNT DORA",
  "url": "https://advisorcensus.com/firm/finiat-llc-mount-dora-fl-329094",
  "display_name": "Finiat, LLC",
  "summary": "Finiat, LLC is an SEC-registered investment advisory firm in Mount Dora, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.",
  "citation": "AdvisorCensus. Finiat, LLC (CRD 329094): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Finiat, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Finiat, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Finiat, LLC located?",
      "a": "Finiat, LLC's principal office is in Mount Dora, FL, according to its Form ADV."
    },
    {
      "q": "Is Finiat, LLC registered with the SEC or a state?",
      "a": "Finiat, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329094."
    },
    {
      "q": "How much does Finiat, LLC manage?",
      "a": "Finiat, LLC reports $25,556,450 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (0% discretionary)."
    },
    {
      "q": "How have Finiat, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Finiat, LLC: Total employees: 3 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Finiat, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (1)."
    },
    {
      "q": "Does Finiat, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329094"
    },
    {
      "q": "What changed in Finiat, LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 3,
      "filing_date": "2024-04-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 4,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 25556450.0,
      "total_employees": 7,
      "filing_date": "2026-06-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/finiat-llc-mount-dora-fl-329094.md",
  "clients": [
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": false,
      "raum": 25556450.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329094",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}