{
  "crd_number": 132640,
  "slug": "finesse-funds-llc-basalt-co-132640",
  "primary_business_name": "FINESSE FUNDS, LLC",
  "legal_name": "FINESSE FUNDS, LLC",
  "dbas": [],
  "city": "Basalt",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "40090",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2005-02-22",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-07-22",
  "carried_forward": false,
  "raum_total": 55796603.0,
  "raum_discretionary": 38508833.0,
  "raum_non_discretionary": 17287770.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 9300195.0,
      "count": 15
    },
    "high_net_worth_individuals": {
      "raum": 46496408.0,
      "count": 6
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CO"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132640",
  "disclosure_items": [
    {
      "item": "11.F",
      "question": "Has an authorization to act as an attorney, accountant, or federal contractor granted to the firm or an advisory affiliate ever been revoked or suspended?"
    }
  ],
  "city_as_filed": "BASALT",
  "url": "https://advisorcensus.com/firm/finesse-funds-llc-basalt-co-132640",
  "display_name": "Finesse Funds, LLC",
  "summary": "Finesse Funds, LLC is a state-registered investment advisory firm in Basalt, CO, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.",
  "citation": "AdvisorCensus. Finesse Funds, LLC (CRD 132640): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Finesse Funds, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Finesse Funds, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Finesse Funds, LLC located?",
      "a": "Finesse Funds, LLC's principal office is in Basalt, CO, according to its Form ADV."
    },
    {
      "q": "Is Finesse Funds, LLC registered with the SEC or a state?",
      "a": "Finesse Funds, LLC is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 132640."
    },
    {
      "q": "How much does Finesse Funds, LLC manage?",
      "a": "Finesse Funds, LLC reports $55,796,603 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (69% discretionary)."
    },
    {
      "q": "What types of clients does Finesse Funds, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (6)."
    },
    {
      "q": "Does Finesse Funds, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.F (authorization as an attorney, accountant, or federal contractor revoked or suspended). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132640"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/finesse-funds-llc-basalt-co-132640.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 9300195.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 46496408.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132640",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}