# Fineberg Financial Management LLC

> Fineberg Financial Management LLC is a state-registered investment advisory firm in Seal Beach, CA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 322268
- Filed as: FINEBERG FINANCIAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Seal Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322268
- AdvisorCensus page: https://advisorcensus.com/firm/fineberg-financial-management-llc-seal-beach-ca-322268

## Quick answers

**How is Fineberg Financial Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fineberg Financial Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Fineberg Financial Management LLC located?**
Fineberg Financial Management LLC's principal office is in Seal Beach, CA, according to its Form ADV.

**Is Fineberg Financial Management LLC registered with the SEC or a state?**
Fineberg Financial Management LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 322268.

**How much does Fineberg Financial Management LLC manage?**
Fineberg Financial Management LLC reports $40,000,113 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Fineberg Financial Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Fineberg Financial Management LLC: Regulatory assets under management: $0 in the October 2022 data and $40,000,113 in the October 2026 data. Total employees: 1 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fineberg Financial Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (57); individuals (other than high net worth individuals) (15); corporations or other businesses not listed above (3).

**Does Fineberg Financial Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322268

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $40,000,113
- Discretionary: $40,000,113
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $7,730,083 |
| High net worth individuals | 57 | $30,920,030 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $350,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $1,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- finebergfinancial.com
- nextdoor.com/pages/fineberg-financial-management-llc-seal-beach-ca
- LinkedIn @fineberg-financial-management
- LinkedIn @marah-fineberg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 1 | September 22, 2022 |
| October 2026 | $40,000,113 | 3 | March 20, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $40,000,113 in the October 2026 data.
Total employees: 1 in October 2022 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fineberg Financial Management LLC (CRD 322268): Form ADV filing data as of October 2026.