# Findell Capital Management LLC

> Findell Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 307394
- Filed as: FINDELL CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307394
- AdvisorCensus page: https://advisorcensus.com/firm/findell-capital-management-llc-new-york-ny-307394

## Quick answers

**How is Findell Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Findell Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Findell Capital Management LLC located?**
Findell Capital Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Findell Capital Management LLC registered with the SEC or a state?**
Findell Capital Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 307394.

**How much does Findell Capital Management LLC manage?**
Findell Capital Management LLC reports $375,780,755 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).

**How have Findell Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Findell Capital Management LLC: Regulatory assets under management: $190,951,568 in the October 2024 data and $375,780,755 in the October 2026 data, up 97%. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Findell Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Findell Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307394

**What changed in Findell Capital Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $375,780,755
- Discretionary: $375,780,755
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $375,780,755 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fincap.us
- findell.us
- X @fin_capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | September 9, 2021 |
| October 2022 | Not reported | Not reported | March 25, 2022 |
| October 2023 | Not reported | Not reported | March 7, 2023 |
| October 2024 | $190,951,568 | 2 | May 9, 2024 |
| October 2025 | $237,265,000 | 3 | March 11, 2025 |
| October 2026 | $375,780,755 | 3 | July 22, 2026 |

Regulatory assets under management: $190,951,568 in the October 2024 data and $375,780,755 in the October 2026 data, up 97%.
Total employees: 2 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $237,265,000 to $375,780,755 (+58%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Findell Capital Management LLC (CRD 307394): Form ADV filing data as of October 2026.