# Financially Speaking Inc

> Financially Speaking Inc is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 1991, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 106255
- Filed as: FINANCIALLY SPEAKING INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwood Village, CO
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106255
- AdvisorCensus page: https://advisorcensus.com/firm/financially-speaking-inc-greenwood-village-co-106255

## Quick answers

**How is Financially Speaking Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Financially Speaking Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Financially Speaking Inc's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Financially Speaking Inc located?**
Financially Speaking Inc's principal office is in Greenwood Village, CO, according to its Form ADV.

**Is Financially Speaking Inc registered with the SEC or a state?**
Financially Speaking Inc is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 106255.

**How much does Financially Speaking Inc manage?**
Financially Speaking Inc reports $164,782,668 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (97% discretionary).

**How have Financially Speaking Inc's assets and staff changed since 2021?**
In the Form ADV data for Financially Speaking Inc: Regulatory assets under management: $167,068,379 in the October 2021 data and $164,782,668 in the October 2026 data, down 1%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financially Speaking Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (295).

**Does Financially Speaking Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106255

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: 1% of assets a year

> Unless negotiated otherwise, and agreed upon in the Engagement Letter, the annual fee is 1% of assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $164,782,668
- Discretionary: $160,335,631
- Non-discretionary: $4,447,037

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 295 | $164,782,668 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 1991 (35 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financiallyspeakinginc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $167,068,379 | 4 | March 31, 2021 |
| October 2022 | $155,803,819 | 4 | August 8, 2022 |
| October 2023 | $149,503,853 | 4 | March 21, 2023 |
| October 2024 | $162,017,288 | 5 | March 7, 2024 |
| October 2025 | $157,410,751 | 5 | March 25, 2025 |
| October 2026 | $164,782,668 | 5 | March 24, 2026 |

Regulatory assets under management: $167,068,379 in the October 2021 data and $164,782,668 in the October 2026 data, down 1%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financially Speaking Inc (CRD 106255): Form ADV filing data as of October 2026.