# Financial Vision LLC

> Financial Vision LLC is a state-registered investment advisory firm in Goleta, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 123659
- Filed as: FINANCIAL VISION LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Goleta, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123659
- AdvisorCensus page: https://advisorcensus.com/firm/financial-vision-llc-goleta-ca-123659

## Quick answers

**How is Financial Vision LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Vision LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Financial Vision LLC located?**
Financial Vision LLC's principal office is in Goleta, CA, according to its Form ADV.

**Is Financial Vision LLC registered with the SEC or a state?**
Financial Vision LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 123659.

**How much does Financial Vision LLC manage?**
Financial Vision LLC reports $81,989,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (95% discretionary).

**What types of clients does Financial Vision LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (28).

**Does Financial Vision LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123659

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $81,989,000
- Discretionary: $78,220,000
- Non-discretionary: $3,769,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2,050,000 |
| High net worth individuals | 28 | $75,274,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $4,665,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Vision LLC (CRD 123659): Form ADV filing data as of October 2026.