{
  "crd_number": 123659,
  "slug": "financial-vision-llc-goleta-ca-123659",
  "primary_business_name": "FINANCIAL VISION LLC",
  "legal_name": "FINANCIAL VISION LLC",
  "dbas": [],
  "city": "Goleta",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "42200",
  "metro": {
    "cbsa_code": "42200",
    "common_name": "Santa Maria",
    "msa_name": "Santa Maria-Santa Barbara, CA",
    "path": "/advisors/ca/santa-maria"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-03-14",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 81989000.0,
  "raum_discretionary": 78220000.0,
  "raum_non_discretionary": 3769000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 2050000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 75274000.0,
      "count": 28
    },
    "corporations_other_businesses": {
      "raum": 4665000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123659",
  "city_as_filed": "GOLETA",
  "url": "https://advisorcensus.com/firm/financial-vision-llc-goleta-ca-123659",
  "display_name": "Financial Vision LLC",
  "summary": "Financial Vision LLC is a state-registered investment advisory firm in Goleta, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Financial Vision LLC (CRD 123659): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Financial Vision LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Financial Vision LLC reports these compensation arrangements: fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Financial Vision LLC located?",
      "a": "Financial Vision LLC's principal office is in Goleta, CA, according to its Form ADV."
    },
    {
      "q": "Is Financial Vision LLC registered with the SEC or a state?",
      "a": "Financial Vision LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 123659."
    },
    {
      "q": "How much does Financial Vision LLC manage?",
      "a": "Financial Vision LLC reports $81,989,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (95% discretionary)."
    },
    {
      "q": "What types of clients does Financial Vision LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (28)."
    },
    {
      "q": "Does Financial Vision LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123659"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/financial-vision-llc-goleta-ca-123659.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2050000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 28,
      "fewer_than_5": false,
      "raum": 75274000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 4665000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123659",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}