# Financial Strategies, LLC

> Financial Strategies, LLC is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 16, 2026.

- CRD: 165357
- Filed as: FINANCIAL STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: May 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165357
- AdvisorCensus page: https://advisorcensus.com/firm/financial-strategies-llc-165357

## Quick answers

**How is Financial Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Strategies, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Financial Strategies, LLC registered with the SEC or a state?**
Financial Strategies, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165357.

**How much does Financial Strategies, LLC manage?**
Financial Strategies, LLC reports $15,466,339 in regulatory assets under management in its Form ADV filing dated May 16, 2026 (100% discretionary).

**What types of clients does Financial Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5).

**Does Financial Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165357

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,466,339
- Discretionary: $15,466,339
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $1,855,960 |
| High net worth individuals | Fewer than 5 | $13,610,379 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialstrategies-ehp.com
- Facebook @NotJustRoommates
- Facebook @elizabeth.pleck
- LinkedIn @elizabeth-pleck-5bb39735
- X @ElizabethPleck

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Strategies, LLC (CRD 165357): Form ADV filing data as of October 2026.