# Financial Positioning System, Inc

> Financial Positioning System, Inc is a state-registered investment advisory firm in Derwood, MD, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 15, 2024.

- CRD: 165756
- Filed as: FINANCIAL POSITIONING SYSTEM, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Derwood, MD
- Filing period: October 2026
- Form ADV filing dated: February 15, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165756
- AdvisorCensus page: https://advisorcensus.com/firm/financial-positioning-system-inc-derwood-md-165756

## Quick answers

**How is Financial Positioning System, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Positioning System, Inc reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Financial Positioning System, Inc located?**
Financial Positioning System, Inc's principal office is in Derwood, MD, according to its Form ADV.

**Is Financial Positioning System, Inc registered with the SEC or a state?**
Financial Positioning System, Inc is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165756.

**How much does Financial Positioning System, Inc manage?**
Financial Positioning System, Inc reports $2,444,892 in regulatory assets under management in its Form ADV filing dated February 15, 2024 (100% discretionary).

**What types of clients does Financial Positioning System, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9).

**Does Financial Positioning System, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165756

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)

### Regulatory assets under management (Item 5.F)
- Total: $2,444,892
- Discretionary: $2,444,892
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,444,892 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Positioning System, Inc (CRD 165756): Form ADV filing data as of October 2026.