# Financial Optimist LLC

> Financial Optimist LLC is a state-registered investment advisory firm, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated February 9, 2026.

- CRD: 311640
- Filed as: FINANCIAL OPTIMIST LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311640
- AdvisorCensus page: https://advisorcensus.com/firm/financial-optimist-llc-311640

## Quick answers

**How is Financial Optimist LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Optimist LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Is Financial Optimist LLC registered with the SEC or a state?**
Financial Optimist LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311640.

**What types of clients does Financial Optimist LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (24).

**Does Financial Optimist LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311640

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | Not reported |
| High net worth individuals | 24 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialoptimist.com
- Facebook @financialoptimist
- Instagram @financialoptimist
- LinkedIn @financialoptimist
- X @finoptimist

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Optimist LLC (CRD 311640): Form ADV filing data as of October 2026.