# Financial Integrity Advisors, LLC

> Financial Integrity Advisors, LLC is an SEC-registered investment advisory firm in Philadelphia, PA, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 17, 2026.

- CRD: 130458
- Filed as: FINANCIAL INTEGRITY ADVISORS, LLC
- Also doing business as: FINANCIAL INTEGRITY RESOURCES MANAGEMENT, LLC ("FIRM")
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Philadelphia, PA
- Filing period: October 2026
- Form ADV filing dated: September 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130458
- AdvisorCensus page: https://advisorcensus.com/firm/financial-integrity-advisors-llc-philadelphia-pa-130458

## Quick answers

**How is Financial Integrity Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Integrity Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Financial Integrity Advisors, LLC located?**
Financial Integrity Advisors, LLC's principal office is in Philadelphia, PA, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Financial Integrity Advisors, LLC registered with the SEC or a state?**
Financial Integrity Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 130458.

**How much does Financial Integrity Advisors, LLC manage?**
Financial Integrity Advisors, LLC reports $3,963,360,838 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary).

**How have Financial Integrity Advisors, LLC's assets and staff changed since 2023?**
In the Form ADV data for Financial Integrity Advisors, LLC: Regulatory assets under management: $12,437,255,654 in the October 2023 data and $3,963,360,838 in the October 2026 data, down 68%. Total employees: 3 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Integrity Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); pension and profit sharing plans (but not the plan participants or government pension plans) (2); high net worth individuals (1).

**Which custodians does Financial Integrity Advisors, LLC use?**
Financial Integrity Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon as a custodian holding 10% or more of its separately managed account assets.

**Does Financial Integrity Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130458

**Does Financial Integrity Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "FIA requires a minimum of $250,000 to open an account. In certain instances, the minimum account size may be lowered or waived."

**What changed in Financial Integrity Advisors, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> FIA requires a minimum of $250,000 to open an account. In certain instances, the minimum account size may be lowered or waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,963,360,838
- Discretionary: $3,963,360,838
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,678,860 |
| High net worth individuals | 1 | $1,796,123 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,959,885,855 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Baltimore,, MD
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- firmadvisor.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $12,437,255,654 | 3 | May 16, 2023 |
| October 2024 | $13,712,543,894 | 3 | February 22, 2024 |
| October 2025 | $3,523,888,102 | 3 | April 22, 2025 |
| October 2026 | $3,963,360,838 | 3 | September 17, 2026 |

Regulatory assets under management: $12,437,255,654 in the October 2023 data and $3,963,360,838 in the October 2026 data, down 68%.
Total employees: 3 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 1 to 2.

### April 2026
- Regulatory assets under management went from $3,523,888,102 to $3,963,360,838 (+12%).
- Changed its office addresses in New York, NY.

### March 2026
- Employees performing advisory functions went from 3 to 1.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Integrity Advisors, LLC (CRD 130458): Form ADV filing data as of October 2026.