{
  "crd_number": 108797,
  "slug": "financial-insights-wealth-management-tacoma-wa-108797",
  "primary_business_name": "FINANCIAL INSIGHTS WEALTH MANAGEMENT",
  "legal_name": "FINANCIAL INSIGHTS INC",
  "dbas": [],
  "city": "Tacoma",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "42660",
  "metro": {
    "cbsa_code": "42660",
    "common_name": "Seattle",
    "msa_name": "Seattle-Tacoma-Bellevue, WA",
    "path": "/advisors/wa/seattle"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1984-06-26",
  "years_registered": 42,
  "period": "2026-10-01",
  "filing_date": "2026-06-02",
  "carried_forward": false,
  "raum_total": 746746648.0,
  "raum_discretionary": 708479942.0,
  "raum_non_discretionary": 38266706.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 16,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1147502.0,
      "count": 6
    },
    "individuals": {
      "raum": 156204422.0,
      "count": 533
    },
    "pension_profit_sharing": {
      "raum": 2082261.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 587312463.0,
      "count": 235
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "ID",
    "LA",
    "MT",
    "NE",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/financialinsightsinc",
    "https://financialinsights.com",
    "https://instagram.com/financialinsightswealthmgmt",
    "https://linkedin.com/company/financial-insights-inc",
    "https://youtube.com/channel/UCsSkd050slfRaHbKCUSm82w"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108797",
  "city_as_filed": "TACOMA",
  "url": "https://advisorcensus.com/firm/financial-insights-wealth-management-tacoma-wa-108797",
  "display_name": "Financial Insights Wealth Management",
  "summary": "Financial Insights Wealth Management is an SEC-registered investment advisory firm in Tacoma, WA, registered since 1984, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.",
  "citation": "AdvisorCensus. Financial Insights Wealth Management (CRD 108797): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Financial Insights Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Financial Insights Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Financial Insights Wealth Management located?",
      "a": "Financial Insights Wealth Management's principal office is in Tacoma, WA, according to its Form ADV."
    },
    {
      "q": "Is Financial Insights Wealth Management registered with the SEC or a state?",
      "a": "Financial Insights Wealth Management is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 108797."
    },
    {
      "q": "How much does Financial Insights Wealth Management manage?",
      "a": "Financial Insights Wealth Management reports $746,746,648 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (95% discretionary)."
    },
    {
      "q": "How have Financial Insights Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Financial Insights Wealth Management: Regulatory assets under management: $461,846,811 in the October 2021 data and $746,746,648 in the October 2026 data, up 62%. Total employees: 14 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Financial Insights Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (533); high net worth individuals (235); charitable organizations (6)."
    },
    {
      "q": "Which custodians does Financial Insights Wealth Management use?",
      "a": "Financial Insights Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Financial Insights Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108797"
    },
    {
      "q": "What changed in Financial Insights Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 6. Regulatory assets under management went from $662,711,005 to $746,746,648 (+13%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 461846811.0,
      "total_employees": 14,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 533631424.0,
      "total_employees": 15,
      "filing_date": "2022-05-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 621063446.0,
      "total_employees": 17,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 789094694.0,
      "total_employees": 16,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 662711005.0,
      "total_employees": 13,
      "filing_date": "2025-05-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 746746648.0,
      "total_employees": 16,
      "filing_date": "2026-06-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 6.",
        "Regulatory assets under management went from $662,711,005 to $746,746,648 (+13%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/financial-insights-wealth-management-tacoma-wa-108797.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 533,
      "fewer_than_5": false,
      "raum": 156204422.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 235,
      "fewer_than_5": false,
      "raum": 587312463.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2082261.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 1147502.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108797",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}